|
1
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
–
|
-$9.18M
|
-632,866
|
Closed
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$1.75M
|
-120,544
|
Closed
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
–
|
-$1.72M
|
-118,626
|
Closed
|
|
|
4
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$1.46M
|
-100,819
|
Closed
|
|
|
5
|
|
–
|
-$1.14M
|
-78,461
|
Closed
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$912K
|
-62,919
|
Closed
|
|
|
7
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
–
|
-$648K
|
-44,676
|
Closed
|
|
|
8
|
|
–
|
-$647K
|
-44,607
|
Closed
|
|
|
9
|
|
–
|
-$479K
|
-33,055
|
Closed
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$380K
|
-26,209
|
Closed
|
|
|
11
|
Murphy Middleton Hinkle & Parker
Thomasville,
Georgia
|
–
|
-$304K
|
-20,933
|
Closed
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
–
|
-$300K
|
-20,701
|
Closed
|
|
|
13
|
Telemus Capital
Southfield,
Michigan
|
–
|
-$212K
|
-14,500
|
Closed
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$152K
|
-10,493
|
Closed
|
|
|
15
|
ProVise Management Group
Clearwater,
Florida
|
–
|
-$145K
|
-10,000
|
Closed
|
|
|
16
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$129K
|
-8,947
|
Closed
|
|
|
17
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$118K
|
-8,158
|
Closed
|
|
|
18
|
AlphaCentric Advisors
San Juan,
Puerto Rico
|
–
|
-$49K
|
-3,400
|
Closed
|
|
|
19
|
Jones Financial Companies
Des Peres,
Missouri
|
–
|
-$15K
|
-1,000
|
Closed
|
|
|
20
|
Tradewinds Capital Management
Bellingham,
Washington
|
–
|
-$4K
|
-300
|
Closed
|
|
