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Medallion Financial

53 hedge funds and large institutions have $14.4M invested in Medallion Financial in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 13 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 13

19.68% more ownership

Funds ownership: 0%19.68% (+20%)

7% less funds holding

Funds holding: 5753 (-4)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

28% less capital invested

Capital invested by funds: $19.9M → $14.4M (-$5.51M)

57% less call options, than puts

Call options by funds: $399K | Put options by funds: $921K

Holders
53
Holders Change
-4
Holders Change %
-7.02%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
18
Reduced
13
Closed
11
Calls
$399K
Puts
$921K
Net Calls
-$522K
Net Calls Change
+$499K
Name Holding Trade Value Shares
Change
Change in
Stake
LSV Asset Management
1
LSV Asset Management
Illinois
$4.09M +$37.1K +10,200 +0.8%
UBS Group
2
UBS Group
Switzerland
$1.49M +$305K +83,738 +20%
SC
3
Selz Capital
New York
$1.4M
Morgan Stanley
4
Morgan Stanley
New York
$848K -$305K -83,821 -23%
Stifel Financial
5
Stifel Financial
Missouri
$571K -$59.4K -16,323 -8%
WA
6
Wasatch Advisors
Utah
$554K +$99.2K +27,265 +17%
BCM
7
Bridgeway Capital Management
Texas
$498K +$214K +58,700 +55%
GI
8
GAMCO Investors
Connecticut
$403K +$57.8K +15,878 +14%
VanEck Associates
9
VanEck Associates
New York
$351K +$73.4K +20,164 +21%
AG
10
Advisor Group
Arizona
$341K +$36.5K +10,034 +10%
TA
11
Teton Advisors
New York
$332K +$36.4K +10,000 +10%
Schroder Investment Management Group
12
Schroder Investment Management Group
United Kingdom
$256K -$22.9K -6,300 -7%
CIM
13
Confluence Investment Management
Missouri
$252K
Bank of New York Mellon
14
Bank of New York Mellon
New York
$230K
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$199K +$240K +65,827 New
AAM
16
Advisors Asset Management
Colorado
$194K -$5.43K -1,493 -2%
Two Sigma Advisers
17
Two Sigma Advisers
New York
$190K +$22.3K +6,129 +11%
GF
18
Gabelli Funds
New York
$187K +$7.19K +1,976 +3%
OIA
19
Optimum Investment Advisors
Illinois
$181K
AWCI
20
Alpine Woods Capital Investors
New York
$162K -$177K -48,700 -48%
AIM
21
Acrospire Investment Management
Illinois
$147K +$177K +48,596 +19,998%
RCM
22
Radcliffe Capital Management
Pennsylvania
$137K
NFA
23
Nuveen Fund Advisors
Illinois
$134K -$8.96K -2,463 -5%
VKH
24
Virtu KCG Holdings
New York
$123K +$80K +21,982 +117%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$121K

MFIN Hedge Fund Activity: Q4 2016 in Review

53 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Medallion Financial (MFIN) for Q4 2016, worth a combined $14.4M — down 28% from $19.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of MFIN and 8 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 18 added.

The largest buyer was UBS Group, adding an estimated $305K. The largest seller was Horizon Kinetics, exiting entirely with an estimated $423K sold.

  • 53 institutional investors held Medallion Financial (MFIN) as of Q4 2016, down from 57 in Q3 2016.
  • Funds reported $14.4M of Medallion Financial stock for Q4 2016, down 28% quarter-over-quarter.
  • 8 funds opened new Medallion Financial positions in Q4 2016 and 11 closed out, a net change of -3 holders.
  • The largest Medallion Financial buyer in Q4 2016 was UBS Group, an estimated $305K added.
  • The largest Medallion Financial seller in Q4 2016 was Horizon Kinetics, an estimated $423K sold.

Based on aggregated 13F filings for Q4 2016.