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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
SC
201
Scotia Capital
Ontario, Canada
– -$238K -13,516 Closed
DTL
202
Dynamic Technology Lab
Singapore
– -$223K -12,658 Closed
Verition Fund Management
203
Verition Fund Management
Connecticut
– -$195K -11,115 Closed
KI
204
Koch Industries
Kansas
– -$166K -9,422 Closed
Jane Street
205
Jane Street
New York
– -$157K -8,935 Closed
EMG
206
Ellington Management Group
Connecticut
– -$147K -8,367 Closed
NCCM
207
Nine Chapters Capital Management
New Jersey
– -$147K -8,367 Closed
CSS
208
Cubist Systematic Strategies
Connecticut
– -$143K -8,157 Closed
Koshinski Asset Management
209
Koshinski Asset Management
Illinois
– -$124K -7,037 Closed
PP
210
Paloma Partners
Connecticut
– -$120K -6,829 Closed
BTS
211
BB&T Securities
Virginia
– -$99K -5,730 Closed
SIM
212
Strategic Investment Management
Virginia
– -$88K -5,047 Closed
JG
213
Jefferies Group
New York
– -$83K -4,735 Closed
PCM
214
Prelude Capital Management
New York
– -$78K -4,433 Closed
KeyBank National Association
215
KeyBank National Association
Ohio
– -$64K -3,667 Closed
TRCT
216
Tower Research Capital (TRC)
New York
– -$43K -2,466 Closed
FNBT
217
FineMark National Bank & Trust
Florida
– -$35K -2,000 Closed
Simplex Trading
218
Simplex Trading
Illinois
– -$29.5K -1,595 Closed
Northwestern Mutual Wealth Management
219
Northwestern Mutual Wealth Management
Wisconsin
– -$24K -1,371 Closed
Walleye Trading
220
Walleye Trading
New York
– -$21K -1,192 Closed
NFG
221
Next Financial Group
Texas
– -$9K -523 Closed
ST
222
Spot Trading
Illinois
– -$1.7K -92 Closed