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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
TAM
151
Tocqueville Asset Management
New York
$65K
KeyBank National Association
152
KeyBank National Association
Ohio
$64K
HI
153
HBK Investments
Texas
$64K +$64.3K +3,667 New
HK
154
Horizon Kinetics
New York
$62K -$3.58K -204 -5%
Sumitomo Mitsui Trust Group
155
Sumitomo Mitsui Trust Group
Japan
$62K +$947 +54 +2%
Lido Advisors
156
Lido Advisors
California
$61K
WSTAM
157
Wilbanks Smith & Thomas Asset Management
Virginia
$60K
TSS
158
Two Sigma Securities
New York
$59K +$59.7K +3,406 New
DC
159
Davenport & Co
Virginia
$58K -$77.9K -4,444 -57%
GIM
160
Grassi Investment Management
California
$58K
VNA
161
VNBTrust National Association
Virginia
$58K
CIA
162
Capital Investment Advisors
Georgia
$58K +$58.4K +3,333 New
PAM
163
Panagora Asset Management
Massachusetts
$56K
TDC
164
Thompson Davis & Co
Virginia
$55K +$54.9K +3,133 New
US Bancorp
165
US Bancorp
Minnesota
$46K
PNC Financial Services Group
166
PNC Financial Services Group
Pennsylvania
$41K -$48.6K -2,772 -54%
EWM
167
Edge Wealth Management
New York
$40K -$7.59K -433 -16%
WRM
168
Westport Resources Management
Connecticut
$39K -$23.4K -1,334 -37%
HCM
169
Highlander Capital Management
New Jersey
$32K
DOA
170
D'Orazio & Associates
Virginia
$29K -$5.29K -302 -15%
AWMS
171
Advocacy Wealth Management Services
Georgia
$26K
NIT
172
NumerixS Investment Technologies
British Columbia, Canada
$21K
Envestnet Asset Management
173
Envestnet Asset Management
Illinois
$21K +$21.3K +1,216 New
PCM
174
Penserra Capital Management
California
$18K +$5.19K +296 +37%
GXMC
175
Global X Management Company
New York
$16K -$12.8K -730 -44%