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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
FWM
126
Focused Wealth Management
New York
$2K – – –
SWM
127
Spire Wealth Management
Virginia
$2K +$1.76K +133 New
FMP
128
Financial Management Professionals
Texas
$1K – – –
IRC
129
Investors Research Corp
Georgia
$1K – – –
TCM
130
TD Capital Management
Tennessee
$1K +$1.32K +100 New
HFS
131
HBC Financial Services
Washington
$820 -$13 -1 -2%
CCA
132
Catalyst Capital Advisors
New York
– -$409K -38,487 Closed
Tudor Investment Corp
133
Tudor Investment Corp
Connecticut
– -$383K -36,051 Closed
VF
134
Virtu Financial
New York
– -$322K -30,339 Closed
QC
135
Quadrature Capital
United Kingdom
– -$196K -18,409 Closed
Deutsche Bank
136
Deutsche Bank
Germany
– -$183K -17,200 Closed
SS
137
Simplicity Solutions
Minnesota
– -$146K -13,783 Closed
SSG
138
Summit Securities Group
New York
– -$135K -12,700 Closed
KeyBank National Association
139
KeyBank National Association
Ohio
– -$127K -11,925 Closed
DI
140
DFPG Investments
Utah
– -$124K -10,579 Closed
GCP
141
GSA Capital Partners
United Kingdom
– -$107K -10,028 Closed
WAM
142
Wolverine Asset Management
Illinois
– -$61K -5,818 Closed
CG
143
Cutler Group
California
– -$62K -4,700 Closed
VFA
144
Valeo Financial Advisors
Indiana
– -$48.2K -3,654 Closed
AA
145
Ancora Advisors
Ohio
– -$15K -1,378 Closed
GI
146
Gradient Investments
Minnesota
– -$7K -880 Closed
PNC Financial Services Group
147
PNC Financial Services Group
Pennsylvania
– -$9K -833 Closed
OIM
148
Oder Investment Management
California
– -$4K -404 Closed
PMFA
149
Plante Moran Financial Advisors
Michigan
– -$3.08K -233 Closed
BNP Paribas Financial Markets
150
BNP Paribas Financial Markets
France
– -$2.45K -231 Closed