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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
IC
126
InterOcean Capital
Illinois
$271K +$19.2K +850 +8%
HPBT
127
High Point Bank & Trust
North Carolina
$256K
SCM
128
Southport Capital Management
Tennessee
$255K +$76.7K +3,405 +44%
HK
129
Horizon Kinetics
New York
$249K +$20.3K +901 +9%
PI
130
PineBridge Investments
New York
$236K +$2.28K +101 +1%
CBB
131
Citizens Business Bank
California
$230K
Ameriprise
132
Ameriprise
Minnesota
$228K -$8.75M -388,111 -98%
VKH
133
Virtu KCG Holdings
New York
$207K -$1.59M -70,517 -89%
GAM
134
Gotham Asset Management
New York
$204K -$111K -4,924 -36%
PP
135
PDT Partners
New York
$192K -$47.6K -2,112 -20%
CONA
136
Capital One National Association
New York
$183K -$261K -11,562 -59%
DC
137
Davenport & Co
Virginia
$179K +$3.02K +134 +2%
GT
138
Glenmede Trust
Pennsylvania
$173K
KS
139
Karpas Strategies
Connecticut
$171K
ST
140
Spot Trading
Illinois
$160K -$418K -18,560 -73%
EFS
141
Essex Financial Services
Connecticut
$159K -$33K -1,466 -17%
EGM
142
Engineers Gate Manager
New York
$159K +$156K +6,913 New
GC
143
Garde Capital
Washington
$137K +$134K +5,962 New
SCCM
144
Schafer Cullen Capital Management
New York
$135K -$3.15K -140 -2%
NPC
145
National Planning Corporation
California
$133K +$31.1K +1,381 +32%
TRSOTSOK
146
Teachers Retirement System of the State of Kentucky
Kentucky
$131K -$95.4K -4,234 -43%
CL
147
CPWM LLC
Washington
$127K
GW
148
GW & Wade
Massachusetts
$126K +$123K +5,467 New
RhumbLine Advisers
149
RhumbLine Advisers
Massachusetts
$124K -$2.73K -121 -2%
FCH
150
Freestone Capital Holdings
Washington
$123K +$120K +5,321 New