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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
101
Ameriprise
Minnesota
$295K -$36.2K -1,862 -11%
NFC
102
Northeast Financial Consultants
Connecticut
$275K -$194K -10,000 -41%
CS
103
Credit Suisse
Switzerland
$269K -$39 -2 -0%
APP
104
Avantax Planning Partners
Iowa
$222K +$194 +10 +0.1%
CBB
105
Citizens Business Bank
California
$192K
JG
106
Jefferies Group
New York
$184K +$186K +9,572 New
Geode Capital Management
107
Geode Capital Management
Massachusetts
$183K +$2.2K +113 +1%
IAA
108
Independent Advisor Alliance
North Carolina
$180K +$107K +5,479 +142%
RJFSA
109
Raymond James Financial Services Advisors
Florida
$171K -$8.05K -414 -4%
SBIA
110
Sheaff Brock Investment Advisors
Indiana
$171K
UCFA
111
United Capital Financial Advisors
Texas
$169K
MF
112
Magnetar Financial
Illinois
$169K +$51.8K +2,661 +43%
Creative Planning
113
Creative Planning
Kansas
$164K -$311K -15,997 -65%
TI
114
Trexquant Investment
Connecticut
$164K +$16.8K +866 +11%
Bank of New York Mellon
115
Bank of New York Mellon
New York
$158K +$22.7K +1,167 +17%
FCI
116
Financial Counselors Inc
Kansas
$156K -$36.1K -1,858 -19%
ASN
117
Advisory Services Network
Georgia
$156K -$9.94K -511 -6%
Group One Trading
118
Group One Trading
Illinois
$143K -$1.95K -100 -1%
KS
119
Karpas Strategies
Connecticut
$142K
HI
120
Horizon Investments
North Carolina
$129K -$3.83K -197 -3%
DC
121
Davenport & Co
Virginia
$128K -$1.67K -86 -1%
FFS
122
Founders Financial Securities
Maryland
$126K -$3.99K -205 -3%
AG
123
Aperio Group
California
$120K +$22.2K +1,139 +22%
FIM
124
Freedom Investment Management
Connecticut
$118K -$60.2K -3,094 -34%
Manulife (Manufacturers Life Insurance)
125
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$115K +$1.09K +56 +0.9%