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PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$311M
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$22.3M +$3.77M +161,045 +21%
PFG
3
Pacific Financial Group
Washington
$19.5M +$19.3M +826,185 New
Jane Street
4
Jane Street
New York
$2.96M +$2.94M +125,692 New
FAAS
5
First Allied Advisory Services
California
$2.69M +$495K +21,155 +23%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.02M +$74.6K +3,188 +4%
BO
7
BRR OpCo
Ohio
$1.97M +$515 +22 +0%
AG
8
Advisor Group
Arizona
$1.29M +$212K +9,043 +20%
EFS
9
Econ Financial Services
Pennsylvania
$817K +$251K +10,731 +45%
CAM
10
Concorde Asset Management
Michigan
$746K +$8.94K +382 +1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$701K
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$497K -$67.9K -2,901 -12%
AI
13
Atria Investments
North Carolina
$235K +$11.3K +482 +5%
CFGS
14
Concourse Financial Group Securities
Alabama
$191K +$47.1K +2,014 +33%
SHIM
15
Stone House Investment Management
Pennsylvania
$165K +$164K +7,000 New
Morgan Stanley
16
Morgan Stanley
New York
$17K +$17.3K +740 New
AIMU
17
Allianz Investment Management US
Minnesota
-$2.06M -93,300 Closed
AIC
18
Ameritas Investment Company
Nebraska
-$26K -1,160 Closed
ADL
19
Asset Dedication LLC
California
-$6K -250 Closed
AF
20
Allworth Financial
California
-$2K -105 Closed
Fidelity Investments
21
Fidelity Investments
Massachusetts
+$23 +1 New