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FlexShares Disciplined Duration MBS Index Fund

27 hedge funds and large institutions have $63.1M invested in FlexShares Disciplined Duration MBS Index Fund in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

13% more funds holding

Funds holding: 2427 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

12.01% less ownership

Funds ownership: 73.44%61.43% (-12%)

17% less capital invested

Capital invested by funds: $75.8M → $63.1M (-$12.7M)

Holders
27
Holders Change
+3
Holders Change %
+12.5%
% of All Funds
0.47%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
5
Increased
9
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CNBT
1
Cornerstone National Bank & Trust
Illinois
$30.1M -$1.84M -77,783 -6%
Morgan Stanley
2
Morgan Stanley
New York
$7.73M +$454K +19,231 +6%
ACP
3
Aviance Capital Partners
Florida
$7.31M +$1.77M +75,015 +32%
BCM
4
Boltwood Capital Management
California
$6.98M +$782K +33,149 +13%
RFWA
5
RPg Family Wealth Advisory
Massachusetts
$2.3M +$206K +8,746 +10%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.06M -$64.6K -2,739 -3%
RJA
7
Raymond James & Associates
Florida
$1.5M +$1.51M +63,895 New
3AM
8
3EDGE Asset Management
Florida
$1.34M +$101K +4,276 +8%
BRWM
9
B. Riley Wealth Management
Tennessee
$731K +$1.82K +77 +0.2%
Citadel Advisors
10
Citadel Advisors
Florida
$691K +$694K +29,399 New
Bank of America
11
Bank of America
North Carolina
$621K -$2M -84,573 -76%
LPL Financial
12
LPL Financial
California
$349K +$136K +5,765 +63%
AWE
13
Avidian Wealth Enterprises
Texas
$297K -$14.9K -630 -5%
PCWA
14
Pacific Capital Wealth Advisors
California
$291K
FTUS
15
Flow Traders U.S.
New York
$231K +$232K +9,821 New
MA
16
Mutual Advisors
Nebraska
$213K +$214K +9,081 New
PB
17
Pinnacle Bancorp
Nebraska
$105K
IRC
18
Investors Research Corp
Georgia
$66K +$3.54K +150 +6%
AWMS
19
Advocacy Wealth Management Services
Georgia
$52K
Northern Trust
20
Northern Trust
Illinois
$47K -$13.7M -581,284 -74%
CA
21
Clearstead Advisors
Ohio
$23K
APA
22
American Portfolios Advisors
New York
$15.7K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$15K -$33K -1,400 -69%
BWM
24
Baystate Wealth Management
Massachusetts
$12K +$7.55K +320 +174%
RFA
25
Reilly Financial Advisors
California
$4K +$1.51K +64 New

MBSD Hedge Fund Activity: Q3 2021 in Review

27 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in FlexShares Disciplined Duration MBS Index Fund (MBSD) for Q3 2021, worth a combined $63.1M — down 17% from $75.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new MBSD positions and 2 closed out — a net gain of 3 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Aviance Capital Partners, adding an estimated $1.77M. The largest seller was Northern Trust, cutting an estimated $13.7M.

  • 27 institutional investors held FlexShares Disciplined Duration MBS Index Fund (MBSD) as of Q3 2021, up from 24 in Q2 2021.
  • Funds reported $63.1M of FlexShares Disciplined Duration MBS Index Fund stock for Q3 2021, down 17% quarter-over-quarter.
  • 5 funds opened new FlexShares Disciplined Duration MBS Index Fund positions in Q3 2021 and 2 closed out, a net change of +3 holders.
  • The largest FlexShares Disciplined Duration MBS Index Fund buyer in Q3 2021 was Aviance Capital Partners, an estimated $1.77M added.
  • The largest FlexShares Disciplined Duration MBS Index Fund seller in Q3 2021 was Northern Trust, an estimated $13.7M sold.

Based on aggregated 13F filings for Q3 2021.