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AllianzIM U.S. Equity Buffer20 May ETF

Name Holding Trade Value Shares
Change
Change in
Stake
IFG Advisory
51
IFG Advisory
Georgia
$381K +$378K +10,968 New
NAS
52
NWF Advisory Services
California
$374K -$12.1K -350 -3%
MC
53
Moors & Cabot
Massachusetts
$374K +$13.8K +400 +4%
JP Morgan Chase
54
JP Morgan Chase
New York
$362K +$359K +10,426 New
JPLA
55
Joseph P. Lucia & Associates
New York
$338K +$130K +3,775 +63%
FI
56
FWG Investments
Kentucky
$334K +$331K +9,613 New
CCP
57
Carmel Capital Partners
California
$278K +$276K +8,000 New
HRT Financial
58
HRT Financial
New York
$278K +$276K +8,010 New
WW
59
Westshore Wealth
California
$266K +$263K +7,636 New
Creative Planning
60
Creative Planning
Kansas
$248K – – –
Global Retirement Partners
61
Global Retirement Partners
California
$245K +$243K +7,044 New
Foundations Investment Advisors
62
Foundations Investment Advisors
Arizona
$241K +$238K +6,921 New
PFGIA
63
Patriot Financial Group Insurance Agency
Massachusetts
$232K +$230K +6,678 New
ACA
64
Aspire Capital Advisors
Washington
$211K +$209K +6,066 New
BFS
65
BridgePort Financial Solutions
Iowa
$208K – – –
DRP
66
Decker Retirement Planning
Utah
$123K +$122K +3,533 New
KCM
67
Key Capital Management
Tennessee
$95.5K +$94.7K +2,748 New
FNWA
68
Financial Network Wealth Advisors
Utah
$94.6K – – –
IAAG
69
Innovative Asset Advisors Group
Connecticut
$69.4K +$68.7K +1,995 New
CFD
70
Creative Financial Designs
Indiana
$48.1K +$32.3K +939 +212%
DJSG
71
D.J. St. Germain
Massachusetts
$35.4K – – –
EWM
72
Evolution Wealth Management
Florida
$32.1K +$31.8K +924 New
BBPWM
73
Blue Bell Private Wealth Management
Pennsylvania
$29.8K – – –
CFM
74
Compass Financial Management
Florida
$2.29K +$2.24K +65 New
Old Mission Capital
75
Old Mission Capital
Illinois
– -$1.49M -44,150 Closed