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Name Holding Trade Value Shares
Change
Change in
Stake
ACS
501
Archford Capital Strategies
Illinois
$2.81K – – –
WOC
502
West Oak Capital
California
$2.15K – – –
TFA
503
Transamerica Financial Advisors
Florida
$2K -$716 -27 -28%
CAW
504
Cornerstone Advisors (Washington)
Washington
$2K – – –
ST
505
Smithfield Trust
Pennsylvania
$2K – – –
UFA
506
US Financial Advisors
Massachusetts
$2K – – –
TSW
507
Thompson Siegel & Walmsley
Virginia
$2K +$2.47K +93 New
S
508
SignatureFD
Georgia
$2K +$2.84K +107 New
FNBT
509
FineMark National Bank & Trust
Florida
$1K -$54.6K -2,057 -99%
Simplex Trading
510
Simplex Trading
Illinois
$1K -$53.1K -2,002 -97%
EWM
511
Edge Wealth Management
New York
$1K +$531 +20 New
WRM
512
Westport Resources Management
Connecticut
$1K +$1.3K +49 New
RWA
513
Ropes Wealth Advisors
Massachusetts
$1K +$1.49K +56 New
MWAN
514
Mariner Wealth Advisors (NYC)
Kansas
$1K +$1.62K +61 New
EAM
515
Eagle Asset Management
Florida
– -$98.8M -3,192,464 Closed
HI
516
Honeywell International
North Carolina
– -$20.9M -674,000 Closed
SCM
517
Sterling Capital Management
North Carolina
– -$14.4M -466,161 Closed
Barrow, Hanley, Mewhinney & Strauss
518
Barrow, Hanley, Mewhinney & Strauss
Texas
– -$14.1M -456,406 Closed
WI
519
WBI Investments
New Jersey
– -$11.4M -368,281 Closed
PI
520
PGGM Investments
Netherlands
– -$10.4M -336,341 Closed
CCA
521
Catalyst Capital Advisors
New York
– -$9.21M -297,500 Closed
ECM
522
Element Capital Management
New York
– -$9.05M -292,332 Closed
PRCM
523
Pine River Capital Management
Minnesota
– -$3.34M -107,900 Closed
LAM
524
Lingohr Asset Management
Germany
– -$4.02M -103,200 Closed
Axa
525
Axa
France
– -$3.14M -101,452 Closed