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Name Holding Trade Value Shares
Change
Change in
Stake
SIS
326
Sound Income Strategies
Florida
$2K
WEC
327
Winslow Evans & Crocker
Massachusetts
$2K
NIM
328
NuWave Investment Management
New Jersey
$2K +$331 +25 +20%
RA
329
Rational Advisors
New York
$2K +$331 +25 +20%
CRC
330
Curi RMB Capital
Illinois
$2K +$2.05K +155 New
BHWM
331
Bay Harbor Wealth Management
Maryland
$2K +$2.58K +195 New
CAM
332
Cresset Asset Management
Illinois
$2K +$2.93K +221 New
LC
333
Lindbrook Capital
California
$2K +$3.97K +300 New
RCAG
334
Rehmann Capital Advisory Group
Michigan
$1.6K
PHK
335
Point72 Hong Kong
Hong Kong
$1K -$22.8K -1,718 -96%
BWM
336
Baystate Wealth Management
Massachusetts
$1K
CHP
337
Cable Hill Partners
Oregon
$1K
Carson Wealth (CWM LLC)
338
Carson Wealth (CWM LLC)
Nebraska
$1K
CCM
339
Cribstone Capital Management
Maine
$1K
FCB
340
First Command Bank
Texas
$1K
FCFS
341
First Command Financial Services
Texas
$1K
MFW
342
Mosaic Family Wealth
Missouri
$1K
PFGIA
343
Patriot Financial Group Insurance Agency
Massachusetts
$1K
SWM
344
SeaCrest Wealth Management
New York
$1K
SFG
345
SevenBridge Financial Group
Pennsylvania
$1K
VNA
346
Valley National Advisers
Pennsylvania
$1K +$715 +54 New
PWM
347
PRW Wealth Management
Massachusetts
$1K +$782 +59 New
KPW
348
Kore Private Wealth
New York
$1K +$1.32K +100 New
AAM
349
Ardevora Asset Management
United Kingdom
-$34.6M -2,205,336 Closed
Capital World Investors
350
Capital World Investors
California
-$15.7M -1,000,000 Closed