|
301
|
Seven Eight Capital
New York
|
–
|
-$127K
|
-14,400
|
Closed
|
|
|
302
|
|
–
|
-$118K
|
-13,450
|
Closed
|
|
|
303
|
Mitsubishi UFJ Trust & Banking
Tokyo,
Japan
|
–
|
-$108K
|
-12,209
|
Closed
|
|
|
304
|
D.A. Davidson & Co
Great Falls,
Montana
|
–
|
-$99K
|
-11,252
|
Closed
|
|
|
305
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$97K
|
-11,033
|
Closed
|
|
|
306
|
Advisornet Financial
Minnetonka,
Minnesota
|
–
|
-$40K
|
-4,500
|
Closed
|
|
|
307
|
Altium Wealth Management
Purchase,
New York
|
–
|
-$39K
|
-4,386
|
Closed
|
|
|
308
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$21K
|
-2,381
|
Closed
|
|
|
309
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$20K
|
-2,230
|
Closed
|
|
|
310
|
Pearl River Capital
Niles,
Michigan
|
–
|
-$5K
|
-550
|
Closed
|
|
|
311
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$3K
|
-336
|
Closed
|
|
|
312
|
Golden State Wealth Management
Santa Ana,
California
|
–
|
-$2K
|
-200
|
Closed
|
|
|
313
|
Tompkins Financial
Ithaca,
New York
|
–
|
-$1K
|
-168
|
Closed
|
|
|
314
|
Associated Banc-Corp
Green Bay,
Wisconsin
|
–
|
-$1K
|
-162
|
Closed
|
|
|
315
|
McMillion Capital Management
Greensboro,
North Carolina
|
–
|
-$1K
|
-130
|
Closed
|
|
|
316
|
Wealth Quarterback
Toms River,
New Jersey
|
–
|
-$1.09K
|
-124
|
Closed
|
|
|
317
|
Private Capital Group
West Hartford,
Connecticut
|
–
|
-$1K
|
-103
|
Closed
|
|
|
318
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
–
|
-$1K
|
-94
|
Closed
|
|
|
319
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
–
|
+$227
|
+25
|
New
|
|
