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AllianzIM U.S. Equity Buffer10 Mar ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$5.01M +$479K +12,281 +10%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.6M +$175K +4,488 +7%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.51M -$809K -20,736 -24%
LPL Financial
4
LPL Financial
California
$1.84M +$832K +21,336 +80%
NF
5
Nvest Financial
New Hampshire
$1.39M +$218K +5,599 +18%
OMC
6
Old Mission Capital
Illinois
$1M -$329K -8,442 -24%
Raymond James Financial
7
Raymond James Financial
Florida
$716K +$428K +10,989 +143%
HI
8
Harbour Investments
Wisconsin
$604K +$149K +3,821 +32%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$511K -$1.03M -26,375 -66%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$477K -$983K -25,219 -67%
KAS
11
Kestra Advisory Services
Texas
$446K +$304K +7,805 +205%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$386K -$1.03M -26,496 -72%
CF
13
Centaurus Financial
California
$318K
CWS
14
Cypress Wealth Services
California
$276K
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$231K -$234 -6 -0.1%
FFN
16
Focus Financial Network
Minnesota
$210K +$214K +5,481 New
A
17
Allianz
Germany
$192K
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$189K +$42.9K +1,100 +29%
AssetMark Inc
19
AssetMark Inc
California
$96.9K -$936 -24 -0.9%
AWM
20
AE Wealth Management
Kansas
$26.9K +$15.6K +400 +133%
Barclays
21
Barclays
United Kingdom
$5.03K -$144K -3,681 -97%
JP Morgan Chase
22
JP Morgan Chase
New York
$3.76K +$3.9K +100 New
IA
23
IFP Advisors
Florida
$2.69K +$780 +20 +40%
UBS Group
24
UBS Group
Switzerland
-$2.87K -74 Closed