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First Trust Merger Arbitrage ETF
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Overview Fund Activity

58 hedge funds and large institutions have $62.1M invested in First Trust Merger Arbitrage ETF in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+13
Holders Change %
+28.89%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
22
Increased
15
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AI
Atria Investments
North Carolina
$2.59M
2
OFS
OneAscent Financial Services
Alabama
$1.35M
3
OWM
OneAscent Wealth Management
Alabama
$1.19M
4
SPC
Sigma Planning Corp
Michigan
$1.07M
5
FWP
FAS Wealth Partners
Kansas
$3.64M

Top Sellers

1
MCM
Mainstay Capital Management
Michigan
$296K
2
Osaic Holdings
Osaic Holdings
Arizona
$1.83M
3
FTCM
First Trust Capital Management
Illinois
$0
4
VCM
Vivaldi Capital Management
Illinois
$4.63M
5
FIA
Foundations Investment Advisors
Arizona
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
1
HighTower Advisors
Illinois
$6.67M +$153K +7,632 +2%
VCM
2
Vivaldi Capital Management
Illinois
$4.63M -$1.63M -80,888 -26%
OL
3
Owen LaRue
Kentucky
$4.43M – – –
FWP
4
FAS Wealth Partners
Kansas
$3.64M +$983K +48,856 +37%
CCMG
5
Clark Capital Management Group
Pennsylvania
$3.5M -$16.1K -802 -0.5%
AWM
6
AE Wealth Management
Kansas
$3.27M +$171K +8,507 +6%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.74M -$599K -29,758 -18%
AI
8
Atria Investments
North Carolina
$2.59M +$2.59M +128,909 New
HI
9
Harbour Investments
Wisconsin
$2.37M -$757K -37,609 -24%
AW
10
Atlas Wealth
Ohio
$1.86M -$377K -18,757 -17%
AWA
11
Authentikos Wealth Advisory
California
$1.85M +$1.85M +91,738 New
Osaic Holdings
12
Osaic Holdings
Arizona
$1.83M -$2.02M -100,606 -52%
CAN
13
Cetera Advisor Networks
California
$1.39M +$222K +11,039 +19%
OFS
14
OneAscent Financial Services
Alabama
$1.35M +$1.35M +67,149 New
OIA
15
OneDigital Investment Advisors
Kansas
$1.23M -$36.2K -1,798 -3%
OWM
16
OneAscent Wealth Management
Alabama
$1.19M +$1.19M +59,099 New
MFG
17
Midwest Financial Group
Kansas
$1.17M +$1.17M +58,093 New
NFG
18
Nations Financial Group
Iowa
$1.16M +$222K +11,037 +24%
KAS
19
Kestra Advisory Services
Texas
$1.1M +$23.5K +1,166 +2%
SPC
20
Sigma Planning Corp
Michigan
$1.07M +$1.07M +53,383 New
CFGS
21
Concourse Financial Group Securities
Alabama
$949K -$36.6K -1,819 -4%
SW
22
SMART Wealth
Nebraska
$911K -$111K -5,532 -11%
WIP
23
WealthCare Investment Partners
Rhode Island
$875K +$175K +8,703 +25%
CW
24
CreativeOne Wealth
Kansas
$869K +$869K +43,167 New
HFP
25
Holistic Financial Partners
Indiana
$808K +$160K +7,946 +25%
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