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First Trust Merger Arbitrage ETF
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Overview Fund Activity

58 hedge funds and large institutions have $62.1M invested in First Trust Merger Arbitrage ETF in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+13
Holders Change %
+28.89%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
22
Increased
15
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AI
Atria Investments
North Carolina
$2.59M
2
OFS
OneAscent Financial Services
Alabama
$1.35M
3
OWM
OneAscent Wealth Management
Alabama
$1.19M
4
SPC
Sigma Planning Corp
Michigan
$1.07M
5
FWP
FAS Wealth Partners
Kansas
$3.64M

Top Sellers

1
MCM
Mainstay Capital Management
Michigan
$296K
2
Osaic Holdings
Osaic Holdings
Arizona
$1.83M
3
FTCM
First Trust Capital Management
Illinois
$0
4
VCM
Vivaldi Capital Management
Illinois
$4.63M
5
FIA
Foundations Investment Advisors
Arizona
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
OP
26
ORG Partners
Indiana
$795K +$795K +39,474 New
VWA
27
Visionary Wealth Advisors
Illinois
$739K +$739K +36,752 New
VCM
28
Virtue Capital Management
Tennessee
$725K +$156K +7,774 +28%
BBA
29
Braun-Bostich & Associates
Pennsylvania
$623K +$404K +20,056 +184%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$610K +$610K +30,316 New
QWM
31
Quaker Wealth Management
New Jersey
$591K +$591K +29,378 New
SWA
32
Stratos Wealth Advisors
Ohio
$471K +$219K +10,902 +87%
CHAM
33
Clear Harbor Asset Management
Connecticut
$466K +$466K +23,165 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$410K -$378K -18,788 -48%
IA
35
IFP Advisors
Florida
$389K -$1.1M -54,852 -74%
MML Investors Services
36
MML Investors Services
Massachusetts
$386K -$71.9K -3,572 -16%
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$314K -$241 -12 -0.1%
CA
38
Continuum Advisory
Idaho
$302K +$302K +15,009 New
MCM
39
Mainstay Capital Management
Michigan
$296K -$14M -695,725 -98%
BEI
40
Benjamin Edwards Inc
Missouri
$285K +$173K +8,600 +155%
MSAM
41
Moloney Securities Asset Management
Missouri
$266K +$1.01K +50 +0.4%
FFA
42
First Foundation Advisors
California
$257K +$257K +12,792 New
T
43
TRUADVICE
Florida
$223K -$13.2K -656 -6%
ARC
44
Advisor Resource Council
Texas
$206K +$206K +10,189 New
MWM
45
Maripau Wealth Management
Indiana
$203K -$2.13K -106 -1%
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$38K +$38K +1,873 New
CAL
47
Capital Analysts LLC
Pennsylvania
$8K – – –
AWM
48
Avior Wealth Management
Nebraska
$7.73K +$7.73K +384 New
AF
49
Allworth Financial
California
$5.07K +$5.07K +252 New
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$5K +$2.34K +122 +88%
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