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74 hedge funds and large institutions have $119M invested in LiveOne in 2021 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 32 increasing their positions, 11 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 11

108% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 12

34% more capital invested

Capital invested by funds: $88.8M → $119M (+$30M)

19% more funds holding

Funds holding: 6274 (+12)

12% more call options, than puts

Call options by funds: $2.64M | Put options by funds: $2.35M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.13% less ownership

Funds ownership: 3.76%3.63% (-0.13%)

Holders
74
Holders Change
+12
Holders Change %
+19.35%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
32
Reduced
11
Closed
12
Calls
$2.64M
Puts
$2.35M
Net Calls
+$293K
Net Calls Change
+$581K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$29.2M -$15.3M -359,473 -35%
RCP
2
Rho Capital Partners
New York
$16.2M
BlackRock
3
BlackRock
New York
$15.2M +$1.86M +43,635 +14%
NSGL
4
No Street GP LP
California
$10.8M
Vanguard Group
5
Vanguard Group
Pennsylvania
$10.4M +$263K +6,168 +3%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$3.95M +$881K +20,675 +29%
N
7
Nuveen
North Carolina
$3.78M +$2.4M +56,272 +183%
Fuller & Thaler Asset Management
8
Fuller & Thaler Asset Management
California
$3.1M +$3.04M +71,354 New
State Street
9
State Street
Massachusetts
$2.96M +$391K +9,186 +16%
Northern Trust
10
Northern Trust
Illinois
$2.15M -$108K -2,526 -5%
Morgan Stanley
11
Morgan Stanley
New York
$1.5M +$951K +22,317 +182%
Connor, Clark & Lunn Investment Management (CC&L)
12
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$1.21M +$211K +4,943 +22%
ETC
13
Exchange Traded Concepts
Oklahoma
$1.21M +$1.19M +27,873 New
Citadel Advisors
14
Citadel Advisors
Florida
$1.08M +$809K +18,994 +322%
Millennium Management
15
Millennium Management
New York
$1.06M -$1.37M -32,231 -57%
RAM
16
Redmond Asset Management
Virginia
$1.03M +$4.26K +100 +0.4%
RA
17
Royce & Associates
New York
$868K +$852K +20,000 New
AQR Capital Management
18
AQR Capital Management
Connecticut
$852K +$663K +15,550 +381%
VF
19
Virtu Financial
New York
$849K +$834K +19,567 New
Marshall Wace
20
Marshall Wace
United Kingdom
$745K +$731K +17,163 New
Bank of New York Mellon
21
Bank of New York Mellon
New York
$742K -$40.9K -959 -5%
Belvedere Trading
22
Belvedere Trading
Illinois
$670K +$658K +15,442 New
Wells Fargo
23
Wells Fargo
California
$643K +$155K +3,645 +33%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$605K +$261K +6,122 +78%
Charles Schwab
25
Charles Schwab
California
$579K +$61.2K +1,437 +12%

LVO Hedge Fund Activity: Q1 2021 in Review

74 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in LiveOne (LVO) for Q1 2021, worth a combined $119M — up 34% from $88.8M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new LVO positions and 12 closed out — a net gain of 13 holders — while 32 added to existing stakes and 11 trimmed.

The largest buyer was Fuller & Thaler Asset Management, opening a new position worth an estimated $3.04M. The largest seller was Fidelity Investments, cutting an estimated $15.3M.

  • 74 institutional investors held LiveOne (LVO) as of Q1 2021, up from 62 in Q4 2020.
  • Funds reported $119M of LiveOne stock for Q1 2021, up 34% quarter-over-quarter.
  • 25 funds opened new LiveOne positions in Q1 2021 and 12 closed out, a net change of +13 holders.
  • The largest LiveOne buyer in Q1 2021 was Fuller & Thaler Asset Management, an estimated $3.04M added.
  • The largest LiveOne seller in Q1 2021 was Fidelity Investments, an estimated $15.3M sold.

Based on aggregated 13F filings for Q1 2021.