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Lumen Technologies, Inc. Common Stock
LUMN

Name Holding Trade Value Shares
Change 		Change in
Stake
TF
601
Tompkins Financial
New York
$3K – – –
WOC
602
West Oak Capital
California
$2.71K – – –
BCM
603
Blume Capital Management
California
$2K -$5.17K -144 -72%
OIA
604
Optimum Investment Advisors
Illinois
$2K – – –
CPA
605
Cowen Prime Advisors
New York
$2K +$36 +1 +2%
WAS
606
Winch Advisory Services
Wisconsin
$2K +$36 +1 +2%
RWM
607
Raffa Wealth Management
District of Columbia
$1.23K – – –
ST
608
Smithfield Trust
Pennsylvania
$1K -$7.07K -197 -86%
ACM
609
Antonetti Capital Management
Florida
$1K – – –
CAL
610
Capital Advisors Ltd
Ohio
$1K – – –
FBT
611
Founders Bank & Trust
Michigan
$1K – – –
HCC
612
Hirtle Callaghan & Co
Pennsylvania
$1K – – –
KT
613
Kanaly Trust
Texas
$1K – – –
EAM
614
Edge Asset Management
Washington
– -$46M -1,399,825 Closed
N
615
Natixis
France
– -$7.44M -226,634 Closed
ST
616
Spot Trading
Illinois
– -$5.9M -164,382 Closed
TCM
617
TriOaks Capital Management
New York
– -$4.93M -150,000 Closed
CII
618
CR Intrinsic Investors
Connecticut
– -$4.27M -130,000 Closed
FP
619
Foundry Partners
Minnesota
– -$4.12M -125,338 Closed
CCA
620
Catalyst Capital Advisors
New York
– -$3.96M -120,612 Closed
SCM
621
Stux Capital Management
New York
– -$2.96M -90,100 Closed
WIM
622
Waverton Investment Management
United Kingdom
– -$2.86M -87,060 Closed
TH
623
Timber Hill
Connecticut
– -$2.76M -76,835 Closed
GAAM
624
Guinness Atkinson Asset Management
California
– -$1.99M -60,447 Closed
NL
625
NWAM LLC
Washington
– -$1.42M -43,115 Closed
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