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Lisata Therapeutics

33 hedge funds and large institutions have $13.6M invested in Lisata Therapeutics in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

13% more capital invested

Capital invested by funds: $12M → $13.6M (+$1.61M)

6% more funds holding

Funds holding: 3133 (+2)

82% less call options, than puts

Call options by funds: $98K | Put options by funds: $557K

Holders
33
Holders Change
+2
Holders Change %
+6.45%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
12
Reduced
7
Closed
8
Calls
$98K
Puts
$557K
Net Calls
-$459K
Net Calls Change
-$532K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$3.33M +$983K +994 +44%
IHM
2
Iguana Healthcare Management
New York
$2.73M +$2.64M +2,667 New
PA
3
Perceptive Advisors
New York
$1.57M -$672K -680 -31%
SC
4
Sophrosyne Capital
New York
$963K +$462K +467 +99%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$608K +$178K +180 +43%
Morgan Stanley
6
Morgan Stanley
New York
$587K -$384K -388 -40%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$532K +$147K +149 +40%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$447K -$12.9K -13 -3%
DC
9
Deere & Company
Illinois
$420K +$89K +90 +28%
US Bancorp
10
US Bancorp
Minnesota
$341K +$329K +333 New
California Public Employees Retirement System
11
California Public Employees Retirement System
California
$305K +$198K +200 +241%
Northern Trust
12
Northern Trust
Illinois
$277K +$41.5K +42 +18%
AQR Capital Management
13
AQR Capital Management
Connecticut
$265K
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$204K +$197K +199 New
Goldman Sachs
15
Goldman Sachs
New York
$201K +$194K +196 New
Group One Trading
16
Group One Trading
Illinois
$166K +$161K +163 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$107K +$103K +104 New
OAM
18
Oxford Asset Management
United Kingdom
$103K -$322K -326 -76%
VKH
19
Virtu KCG Holdings
New York
$103K +$27.7K +28 +38%
Bank of America
20
Bank of America
North Carolina
$90K +$1.98K +2 +2%
State Street
21
State Street
Massachusetts
$83K
PRCM
22
Pine River Capital Management
Minnesota
$46K +$2.51M +2,542 New
TRCT
23
Tower Research Capital (TRC)
New York
$42K +$36.6K +37 +925%
Citigroup
24
Citigroup
New York
$26K +$24.7K +25 New
Dimensional Fund Advisors
25
Dimensional Fund Advisors
Texas
$25K

LSTA Hedge Fund Activity: Q4 2013 in Review

33 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Lisata Therapeutics (LSTA) for Q4 2013, worth a combined $13.6M — up 13% from $12M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new LSTA positions and 8 closed out — a net gain of 2 holders — while 12 added to existing stakes and 7 trimmed.

The largest buyer was Pine River Capital Management, opening a new position worth an estimated $2.51M. The largest seller was Perceptive Advisors, cutting an estimated $672K.

  • 33 institutional investors held Lisata Therapeutics (LSTA) as of Q4 2013, up from 31 in Q3 2013.
  • Funds reported $13.6M of Lisata Therapeutics stock for Q4 2013, up 13% quarter-over-quarter.
  • 10 funds opened new Lisata Therapeutics positions in Q4 2013 and 8 closed out, a net change of +2 holders.
  • The largest Lisata Therapeutics buyer in Q4 2013 was Pine River Capital Management, an estimated $2.51M added.
  • The largest Lisata Therapeutics seller in Q4 2013 was Perceptive Advisors, an estimated $672K sold.

Based on aggregated 13F filings for Q4 2013.