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Lipocine

39 hedge funds and large institutions have $13M invested in Lipocine in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

5% more funds holding

Funds holding: 3739 (+2)

0.28% less ownership

Funds ownership: 1.33%1.05% (-0.28%)

30% less capital invested

Capital invested by funds: $18.6M → $13M (-$5.54M)

50% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 14

53% less call options, than puts

Call options by funds: $566K | Put options by funds: $1.21M

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
7
Reduced
14
Closed
8
Calls
$566K
Puts
$1.21M
Net Calls
-$645K
Net Calls Change
+$619K
Name Holding Trade Value Shares
Change
Change in
Stake
CC
1
Carlson Capital
Texas
$2.31M +$622K +10,000 +34%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.3M +$4.42K +71 +0.2%
VMI
3
VHCP Management II
New York
$1.33M
PM
4
Prosight Management
Texas
$1.28M +$1.36M +21,947 New
BlackRock
5
BlackRock
New York
$1.18M +$16.1K +259 +1%
Ameriprise
6
Ameriprise
Minnesota
$559K +$3.67K +59 +0.6%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$525K -$25.7K -414 -4%
RA
8
Royce & Associates
New York
$489K -$2.56M -41,232 -83%
Millennium Management
9
Millennium Management
New York
$460K -$217K -3,497 -31%
DAM
10
DLD Asset Management
New York
$409K -$1.03M -16,606 -70%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$359K
Balyasny Asset Management
12
Balyasny Asset Management
Illinois
$310K +$329K +5,294 New
Federated Hermes
13
Federated Hermes
Pennsylvania
$291K -$4.35K -70 -1%
Morgan Stanley
14
Morgan Stanley
New York
$237K +$243K +3,905 +2,487%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$166K -$2.11K -34 -1%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$158K
Northern Trust
17
Northern Trust
Illinois
$149K +$4.29K +69 +3%
State Street
18
State Street
Massachusetts
$53K
PPA
19
Parametric Portfolio Associates
Washington
$49K -$11.2K -180 -18%
WVP
20
Worth Venture Partners
New Jersey
$44K -$111K -1,783 -70%
SIM
21
Spark Investment Management
New York
$43K +$46.1K +741 New
DS
22
DRW Securities
Illinois
$41K +$43.9K +706 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$36K -$1.37K -22 -3%
AAP
24
Ardsley Advisory Partners
Connecticut
$34K +$36.6K +588 New
Simplex Trading
25
Simplex Trading
Illinois
$32K +$34.8K +559 New

LPCN Hedge Fund Activity: Q4 2017 in Review

39 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Lipocine (LPCN) for Q4 2017, worth a combined $13M — down 30% from $18.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new LPCN positions and 8 closed out — a net gain of 2 holders — while 7 added to existing stakes and 14 trimmed.

The largest buyer was Carlson Capital, adding an estimated $622K. The largest seller was Royce & Associates, cutting an estimated $2.56M.

  • 39 institutional investors held Lipocine (LPCN) as of Q4 2017, up from 37 in Q3 2017.
  • Funds reported $13M of Lipocine stock for Q4 2017, down 30% quarter-over-quarter.
  • 10 funds opened new Lipocine positions in Q4 2017 and 8 closed out, a net change of +2 holders.
  • The largest Lipocine buyer in Q4 2017 was Carlson Capital, an estimated $622K added.
  • The largest Lipocine seller in Q4 2017 was Royce & Associates, an estimated $2.56M sold.

Based on aggregated 13F filings for Q4 2017.