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LOR

Lazard World Dividend & Income Fund, Inc.
LOR

Delisted

LOR was delisted on the 3rd of December, 2019.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Karpus Investment Management
1
Karpus Investment Management
New York
– -$5.8M -621,043 Closed
Rivernorth Capital Management
2
Rivernorth Capital Management
Florida
– -$1.43M -153,458 Closed
Morgan Stanley
3
Morgan Stanley
New York
– -$1.36M -145,894 Closed
Wolverine Asset Management
4
Wolverine Asset Management
Illinois
– -$911K -97,561 Closed
Wells Fargo
5
Wells Fargo
California
– -$844K -90,327 Closed
Clough Capital Partners
6
Clough Capital Partners
Massachusetts
– -$637K -68,236 Closed
Cetera Advisor Networks
7
Cetera Advisor Networks
California
– -$546K -58,491 Closed
Raymond James & Associates
8
Raymond James & Associates
Florida
– -$379K -40,582 Closed
1607 Capital Partners
9
1607 Capital Partners
Virginia
– -$339K -36,322 Closed
United Capital Financial Advisors
10
United Capital Financial Advisors
Texas
– -$334K -35,709 Closed
Bank of America
11
Bank of America
North Carolina
– -$326K -34,926 Closed
Relative Value Partners Group
12
Relative Value Partners Group
– -$242K -25,936 Closed
Mid Atlantic Financial Management
13
Mid Atlantic Financial Management
Pennsylvania
– -$218K -23,334 Closed
Curi RMB Capital
14
Curi RMB Capital
Illinois
– -$137K -14,651 Closed
Raymond James Financial Services Advisors
15
Raymond James Financial Services Advisors
Florida
– -$125K -13,411 Closed
Doliver Advisors
16
Doliver Advisors
Texas
– -$125K -13,304 Closed
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
– -$123K -13,147 Closed
Capital Investment Advisors
18
Capital Investment Advisors
Georgia
– -$119K -12,700 Closed
Dakota Wealth Management
19
Dakota Wealth Management
Florida
– -$115K -12,265 Closed
Shaker Financial Services
20
Shaker Financial Services
Virginia
– -$113K -12,100 Closed
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
– -$95K -10,132 Closed
Blue Bell Private Wealth Management
22
Blue Bell Private Wealth Management
Pennsylvania
– -$95K -10,126 Closed
UBS Group
23
UBS Group
Switzerland
– -$57K -6,114 Closed
Advisor Group
24
Advisor Group
Arizona
– -$54K -5,800 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
– -$25K -2,631 Closed
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