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Live Oak Bancshares

Name Holding Trade Value Shares
Change
Change in
Stake
IAA
226
Ironsides Asset Advisors
North Carolina
– -$262K -3,000 Closed
VFA
227
Values First Advisors
Tennessee
– -$257K -2,949 Closed
OFS
228
OneAscent Financial Services
Alabama
– -$253K -2,899 Closed
CCIA
229
Cherry Creek Investment Advisors
Colorado
– -$248K -2,837 Closed
EM
230
Excalibur Management
Massachusetts
– -$237K -2,710 Closed
GAM
231
Griffin Asset Management
New York
– -$236K -2,707 Closed
HSBC Holdings
232
HSBC Holdings
United Kingdom
– -$233K -2,653 Closed
Prudential Financial
233
Prudential Financial
New Jersey
– -$216K -2,480 Closed
GCM
234
Gables Capital Management
Florida
– -$70K -800 Closed
UFF
235
USA Financial Formulas
Michigan
– -$34K -393 Closed
TCWM
236
Total Clarity Wealth Management
Illinois
– -$32K -362 Closed
CCA
237
Catalyst Capital Advisors
New York
– -$29K -336 Closed
WAS
238
Winch Advisory Services
Wisconsin
– -$23K -268 Closed
IA
239
IFP Advisors
Florida
– -$23K -263 Closed
CFGS
240
Concourse Financial Group Securities
Alabama
– -$6.4K -100 Closed
WFS
241
Widmann Financial Services
Maryland
– -$8K -100 Closed
HNWA
242
Henrickson Nauta Wealth Advisors
Michigan
– -$6K -90 Closed
CA
243
CoreCap Advisors
Michigan
– -$3K -36 Closed
MTWM
244
Masso Torrence Wealth Management
New Jersey
– -$3K -36 Closed
SIC
245
SJS Investment Consulting
Ohio
– +$64 +1 New
SC
246
Schubert & Co
Texas
– +$128 +2 +50%
PA
247
Parallel Advisors
California
– +$256 +4 New
DI
248
Disciplined Investments
Oklahoma
– +$320 +5 New
Carson Wealth (CWM LLC)
249
Carson Wealth (CWM LLC)
Nebraska
– +$576 +9 New