|
1
|
Credit Suisse
Zurich,
Switzerland
|
$9.85M
|
–
|
–
|
–
|
|
|
2
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$2.48M
|
+$221K
|
+15,497
|
+10%
|
|
|
3
|
HHG & Company
Darien,
Connecticut
|
$1.25M
|
–
|
–
|
–
|
|
|
4
|
Regent Investment Management
Louisville,
Kentucky
|
$1.17M
|
+$94.7K
|
+6,658
|
+9%
|
|
|
5
|
Raymond James & Associates
St Petersburg,
Florida
|
$1.05M
|
+$26.3K
|
+1,848
|
+3%
|
|
|
6
|
GSA Capital Partners
London,
United Kingdom
|
$682K
|
+$79.3K
|
+5,573
|
+14%
|
|
|
7
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$506K
|
+$67.6K
|
+4,754
|
+16%
|
|
|
8
|
Penbrook Management
New York
|
$473K
|
–
|
–
|
–
|
|
|
9
|
Sanders Morris Harris
Houston,
Texas
|
$432K
|
+$408K
|
+28,680
|
New
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
$417K
|
-$160K
|
-11,214
|
-29%
|
|
|
11
|
Salient Capital Advisors
Houston,
Texas
|
$311K
|
+$294K
|
+20,690
|
New
|
|
|
12
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$220K
|
-$14K
|
-982
|
-6%
|
|
|
13
|
Steel Grove Capital Advisors
Memphis,
Tennessee
|
$207K
|
+$196K
|
+13,765
|
New
|
|
|
14
|
|
$188K
|
+$484
|
+34
|
+0.3%
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
$158K
|
+$15.2K
|
+1,065
|
+11%
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$107K
|
-$12.8K
|
-900
|
-11%
|
|
|
17
|
|
$37K
|
-$8.28K
|
-582
|
-19%
|
|
|
18
|
|
$27K
|
+$14.2K
|
+1,000
|
+125%
|
|
|
19
|
Tower Research Capital (TRC)
New York
|
$6K
|
+$5.73K
|
+403
|
New
|
|
|
20
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
$3K
|
–
|
–
|
–
|
|
|
21
|
Virtu KCG Holdings
New York
|
–
|
-$156K
|
-10,677
|
Closed
|
|
|
22
|
Prelude Capital Management
New York
|
–
|
-$26K
|
-1,800
|
Closed
|
|
|
23
|
American International Group
New York
|
–
|
-$8K
|
-537
|
Closed
|
|
|
24
|
|
–
|
+$28
|
+2
|
New
|
|
