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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
BOTW
376
Bank of the West
California
– -$205K -5,906 Closed
DI
377
Diligent Investors
California
– -$202K -5,819 Closed
CAM
378
Cacti Asset Management
Georgia
– -$189K -5,400 Closed
AAMU
379
Amundi Asset Management US
Massachusetts
– -$145K -4,172 Closed
Canada Pension Plan Investment Board
380
Canada Pension Plan Investment Board
Ontario, Canada
– -$142K -4,100 Closed
CIM
381
Contravisory Investment Management
Massachusetts
– -$141K -4,060 Closed
CG
382
Cutler Group
California
– -$133K -3,849 Closed
IUHSA
383
Itau Unibanco Holding S.A.
Brazil
– -$85K -2,445 Closed
OIA
384
Optimum Investment Advisors
Illinois
– -$68K -1,950 Closed
CF
385
Centaurus Financial
California
– -$41K -1,180 Closed
Fuller & Thaler Asset Management
386
Fuller & Thaler Asset Management
California
– -$38K -1,100 Closed
TCOV
387
Trust Company of Vermont
Vermont
– -$35K -1,000 Closed
GFP
388
Gryphon Financial Partners
Ohio
– -$26K -750 Closed
SLF
389
Sun Life Financial
Ontario, Canada
– -$15K -428 Closed
CTC
390
Central Trust Company
Missouri
– -$9.7K -300 -93%
PGWM
391
Parisi Gray Wealth Management
New Jersey
– -$10K -300 Closed
SGAM
392
Smith Group Asset Management
Texas
– -$10K -300 Closed
IWP
393
Icon Wealth Partners
Texas
– -$7K -208 Closed
ClearBridge Investments
394
ClearBridge Investments
New York
– -$5K -151 Closed
CIBC Private Wealth Group
395
CIBC Private Wealth Group
Georgia
– -$5K -141 Closed
RWA
396
River Wealth Advisors
Pennsylvania
– -$3K -100 Closed
PIA
397
Piedmont Investment Advisors
North Carolina
– -$1K -33 Closed
TFS
398
TrustCore Financial Services
Tennessee
– -$1K -30 Closed
TWA
399
TCI Wealth Advisors
Arizona
– -$517 -16 -67%
Carson Wealth (CWM LLC)
400
Carson Wealth (CWM LLC)
Nebraska
– +$291 +9 New
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