LLEN

L & L ENERGY INC COM STK (NV)
LLEN

Overview Fund Activity
Delisted

LLEN was delisted on the 15th of November, 2013.

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7 hedge funds and large institutions have $120K invested in L & L ENERGY INC COM STK (NV) in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 0 reducing their positions, and 41 closing their positions.

Holders
7
Holders Change
-40
Holders Change %
-85.11%
% of All Funds
0.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
1
Reduced
–
Closed
41
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BRWA
1
B. Riley Wealth Advisors
Florida
$22.4K
2
CAM
2
Carret Asset Management
New York
$35K

Top Sellers

1
Northern Trust
1
Northern Trust
Illinois
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
State Street
3
State Street
Massachusetts
$0
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$0
5
TCIM
5
TIAA CREF Investment Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RhumbLine Advisers
26
RhumbLine Advisers
Massachusetts
– – -39,263 Closed
Morgan Stanley
27
Morgan Stanley
New York
– – -36,121 Closed
PPA
28
Parametric Portfolio Associates
Washington
– – -32,022 Closed
NFA
29
Nationwide Fund Advisors
Ohio
– – -24,862 Closed
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
– – -23,225 Closed
AIG
31
American International Group
New York
– – -20,146 Closed
Goldman Sachs
32
Goldman Sachs
New York
– – -17,517 Closed
Geode Capital Management
33
Geode Capital Management
Massachusetts
– – -15,999 Closed
D.E. Shaw & Co
34
D.E. Shaw & Co
New York
– – -15,363 Closed
Principal Financial Group
35
Principal Financial Group
Iowa
– – -12,764 Closed
BJ
36
BlackRock Japan
Japan
– – -12,576 Closed
PAM
37
Panagora Asset Management
Massachusetts
– – -12,334 Closed
U
38
UBS
Switzerland
– – -10,218 Closed
PG
39
PEAK6 Group
Illinois
– – -10,039 Closed
Citigroup
40
Citigroup
New York
– – -8,196 Closed
Nomura Holdings
41
Nomura Holdings
Japan
– – -6,500 Closed
1832 Asset Management
42
1832 Asset Management
Ontario, Canada
– – -4,000 Closed
GC
43
Globeflex Capital
California
– – -2,219 Closed
AllianceBernstein
44
AllianceBernstein
Tennessee
– – -1,444 Closed
Ameriprise
45
Ameriprise
Minnesota
– – -1,080 Closed
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
– – -681 Closed
Creative Planning
47
Creative Planning
Kansas
– – -200 Closed
TDC
48
Thompson Davis & Co
Virginia
$0 500 – –
Group One Trading
49
Group One Trading
Illinois
– – – –
1
2