LFT

Lument Finance Trust
LFT

Overview Fund Activity

33 hedge funds and large institutions have $32.3M invested in Lument Finance Trust in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
10
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Axa
1
Axa
France
$12.5M
2
PCA
2
PL Capital Advisors
Florida
$2.74M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$648K
4
CHAM
4
Clear Harbor Asset Management
Connecticut
$681K
5
Mackenzie Financial
5
Mackenzie Financial
Ontario, Canada
$802K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$2.42M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
UBS Group
3
UBS Group
Switzerland
$7K
4
PPA
4
Parametric Portfolio Associates
Washington
$86K
5
Northern Trust
5
Northern Trust
Illinois
$145K
Name Market Value Shares Shares
Change 		Shares
Change %
Axa
1
Axa
France
$12.5M 3,340,780 +3,340,780 New
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.6M 959,736 – –
BPCM
3
Beach Point Capital Management
California
$3.28M 874,217 – –
PCA
4
PL Capital Advisors
Florida
$2.74M 731,338 +442,328 +153%
WAM
5
Wolverine Asset Management
Illinois
$2.42M 646,215 -185,447 -22%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$2.13M 567,153 – –
EMG
7
Ellington Management Group
Connecticut
$1.01M 268,744 – –
Mackenzie Financial
8
Mackenzie Financial
Ontario, Canada
$802K 213,895 +46,670 +28%
CHAM
9
Clear Harbor Asset Management
Connecticut
$681K 196,363 +94,113 +92%
BlackRock
10
BlackRock
New York
$665K 177,225 +2,330 +1%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$648K 172,857 +172,857 New
Invesco
12
Invesco
Georgia
$420K 112,008 -61 -0.1%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$314K 83,765 – –
DLG
14
Daniel L. Goodwin
$188K 50,000 – –
Northern Trust
15
Northern Trust
Illinois
$145K 38,601 -1,435 -4%
JPMorgan Chase & Co
16
JPMorgan Chase & Co
New York
$98K 26,240 +26,240 New
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$94K 25,029 – –
TRCT
18
Tower Research Capital (TRC)
New York
$93K 24,767 +14,680 +146%
SS
19
Simplicity Solutions
Minnesota
$91K 24,374 +24,374 New
PPA
20
Parametric Portfolio Associates
Washington
$86K 22,828 -3,881 -15%
State Street
21
State Street
Massachusetts
$82K 21,993 +21,993 New
Bank of New York Mellon
22
Bank of New York Mellon
New York
$52K 13,739 -1 -0%
Morgan Stanley
23
Morgan Stanley
New York
$48K 12,779 +3,999 +46%
TSS
24
Two Sigma Securities
New York
$42K 11,192 +11,192 New
Citigroup
25
Citigroup
New York
$36K 9,626 – –
1
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