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LFT

Lument Finance Trust
LFT

36 hedge funds and large institutions have $33.2M invested in Lument Finance Trust in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

1.33% more ownership

Funds ownership: 42% → 43.33% (+1.3%)

1% less capital invested

Capital invested by funds: $33.4M → $33.2M (-$274K)

10% less funds holding

Funds holding: 40 → 36 (-4)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
8
Closed
7
Calls
$2K
Puts
–
Net Calls
+$2K
Net Calls Change
+$2K

Top Buyers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
+$781K
2
PAIM
Punch & Associates Investment Management
Minnesota
+$567K
3
Renaissance Technologies
Renaissance Technologies
New York
+$235K
4
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$60.4K
5
AWM
AE Wealth Management
Kansas
+$44.1K

Top Sellers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
-$323K
2
DLG
Daniel L. Goodwin
-$168K
3
OAM
Oxford Asset Management
United Kingdom
-$51K
4
PPA
Parametric Portfolio Associates
Washington
-$51K
5
WAM
Wolverine Asset Management
Illinois
-$41.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$43K – – –
Charles Schwab
27
Charles Schwab
California
$43K – – –
TRCT
28
Tower Research Capital (TRC)
New York
$18K +$15.2K +4,604 +427%
Nisa Investment Advisors
29
Nisa Investment Advisors
Missouri
$13K +$3.63K +1,103 +37%
CAM
30
ClariVest Asset Management
California
$9K – – –
HI
31
Hudock Inc
Pennsylvania
$7K +$109 +33 +1%
Deutsche Bank
32
Deutsche Bank
Germany
$6K -$985 -299 -14%
Bank of America
33
Bank of America
North Carolina
$4K +$2.81K +854 +216%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$3K -$138 -42 -5%
UBS Group
35
UBS Group
Switzerland
$2K -$15.8K -4,800 -88%
DLG
36
Daniel L. Goodwin
– -$168K -50,000 Closed
PPA
37
Parametric Portfolio Associates
Washington
– -$51K -15,141 Closed
OAM
38
Oxford Asset Management
United Kingdom
– -$51K -15,067 Closed
Squarepoint
39
Squarepoint
New York
– -$34K -10,008 Closed
Citigroup
40
Citigroup
New York
– -$12K -3,481 Closed
Victory Capital Management
41
Victory Capital Management
Texas
– -$11K -3,241 Closed
Wells Fargo
42
Wells Fargo
California
– +$3 +1 New
1
2

LFT Hedge Fund Activity: Q4 2019 in Review

36 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Lument Finance Trust (LFT) for Q4 2019, worth a combined $33.2M — down 0.82% from $33.4M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of LFT and 3 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 9 added.

The largest buyer was Vanguard Group, adding an estimated $781K. The largest seller was Kennedy Capital Management, cutting an estimated $323K.

  • 36 institutional investors held Lument Finance Trust (LFT) as of Q4 2019, down from 40 in Q3 2019.
  • Funds reported $33.2M of Lument Finance Trust stock for Q4 2019, down 0.82% quarter-over-quarter.
  • 3 funds opened new Lument Finance Trust positions in Q4 2019 and 7 closed out, a net change of -4 holders.
  • The largest Lument Finance Trust buyer in Q4 2019 was Vanguard Group, an estimated $781K added.
  • The largest Lument Finance Trust seller in Q4 2019 was Kennedy Capital Management, an estimated $323K sold.

Based on aggregated 13F filings for Q4 2019.