|
1
|
Karpus Investment Management
Pittsford,
New York
|
$13.4M
|
+$1.26M
|
+6,325
|
+11%
|
|
|
2
|
|
$11M
|
–
|
–
|
–
|
|
|
3
|
Castle Creek Arbitrage
Avon,
Colorado
|
$10.6M
|
+$1.28M
|
+6,461
|
+14%
|
|
|
4
|
Polar Asset Management Partners
Toronto,
Ontario, Canada
|
$7.21M
|
-$1.2M
|
-6,050
|
-15%
|
|
|
5
|
Picton Mahoney Asset Management
Toronto,
Ontario, Canada
|
$7.12M
|
–
|
–
|
–
|
|
|
6
|
Boothbay Fund Management
New York
|
$6.9M
|
–
|
–
|
–
|
|
|
7
|
Newtyn Management
New York
|
$6.02M
|
–
|
–
|
–
|
|
|
8
|
Periscope Capital
Toronto,
Ontario, Canada
|
$5.7M
|
-$743K
|
-3,740
|
-12%
|
|
|
9
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
$5.43M
|
–
|
–
|
–
|
|
|
10
|
Westchester Capital Management (New York)
Valhalla,
New York
|
$5.31M
|
-$213K
|
-1,071
|
-4%
|
|
|
11
|
Tenor Capital Management
New York
|
$5.04M
|
–
|
–
|
–
|
|
|
12
|
Basso Capital Management
Stamford,
Connecticut
|
$4.87M
|
-$881K
|
-4,435
|
-16%
|
|
|
13
|
Mizuho Securities USA
New York
|
$4.54M
|
+$967K
|
+4,870
|
+28%
|
|
|
14
|
UBS O'Connor
Chicago,
Illinois
|
$4.19M
|
-$453K
|
-2,281
|
-10%
|
|
|
15
|
Context Capital Management
Lajolla,
California
|
$3.79M
|
-$24.8K
|
-125
|
-0.7%
|
|
|
16
|
Yakira Capital Management
Westport,
Connecticut
|
$3.32M
|
+$1.19K
|
+6
|
+0%
|
|
|
17
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.93M
|
-$1.01M
|
-5,083
|
-26%
|
|
|
18
|
Shaolin Capital Management
Miami,
Florida
|
$1.78M
|
–
|
–
|
–
|
|
|
19
|
|
$1.15M
|
-$3.97K
|
-20
|
-0.4%
|
|
|
20
|
Mangrove Partners
Greenwich,
Connecticut
|
$1.06M
|
+$1.03M
|
+5,183
|
New
|
|
|
21
|
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Toronto,
Ontario, Canada
|
$1.02M
|
–
|
–
|
–
|
|
|
22
|
|
$940K
|
-$77.9K
|
-392
|
-8%
|
|
|
23
|
Exos Asset Management
New York
|
$667K
|
+$649K
|
+3,269
|
New
|
|
|
24
|
AQR Arbitrage
Greenwich,
Connecticut
|
$510K
|
–
|
–
|
–
|
|
|
25
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$414K
|
+$251K
|
+1,263
|
+165%
|
|
