|
1
|
|
$12.3M
|
–
|
–
|
–
|
|
|
2
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
$3.2M
|
-$145K
|
-14,395
|
-4%
|
|
|
3
|
Periscope Capital
Toronto,
Ontario, Canada
|
$3.06M
|
–
|
–
|
–
|
|
|
4
|
Yakira Capital Management
Westport,
Connecticut
|
$2.53M
|
–
|
–
|
–
|
|
|
5
|
Castle Creek Arbitrage
Avon,
Colorado
|
$2.31M
|
-$863K
|
-85,654
|
-27%
|
|
|
6
|
Vertex One Asset Management
Vancouver,
British Columbia, Canada
|
$2.27M
|
–
|
–
|
–
|
|
|
7
|
Glazer Capital LLC
New York
|
$1.8M
|
+$57.9K
|
+5,750
|
+3%
|
|
|
8
|
Basso Capital Management
Stamford,
Connecticut
|
$1.54M
|
–
|
–
|
–
|
|
|
9
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.52M
|
+$252K
|
+25,000
|
+20%
|
|
|
10
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$1.44M
|
–
|
–
|
–
|
|
|
11
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$1.41M
|
-$1.59M
|
-157,425
|
-53%
|
|
|
12
|
Context Capital Management
Lajolla,
California
|
$1.41M
|
–
|
–
|
–
|
|
|
13
|
Gabelli & Co Investment Advisers
Rye,
New York
|
$1.1M
|
+$1.1M
|
+108,993
|
New
|
|
|
14
|
Gabelli Funds
Rye,
New York
|
$663K
|
+$661K
|
+65,600
|
New
|
|
|
15
|
|
$113K
|
+$113K
|
+11,198
|
New
|
|
|
16
|
|
$108K
|
-$2.13M
|
-211,158
|
-95%
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$20K
|
–
|
–
|
–
|
|
|
18
|
Panagora Asset Management
Boston,
Massachusetts
|
–
|
-$1.3M
|
-128,207
|
Closed
|
|
|
19
|
Deltec Asset Management
New York
|
–
|
-$1.01M
|
-100,000
|
Closed
|
|
|
20
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$177K
|
-17,500
|
Closed
|
|
|
21
|
JBF Capital
Aspen,
Colorado
|
–
|
-$51K
|
-5,000
|
Closed
|
|
