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First Trust Low Duration Strategic Focus ETF
LDSF

Name Holding Trade Value Shares
Change 		Change in
Stake
GIA
1
Gladstone Institutional Advisory
Florida
$19.7M +$1.74M +85,464 +10%
LPL Financial
2
LPL Financial
California
$10.7M +$1.27M +62,349 +13%
CAAS
3
Capital Asset Advisory Services
Michigan
$6.22M -$101K -4,925 -2%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$5.72M -$2.05M -100,395 -26%
Valmark Advisers
5
Valmark Advisers
Ohio
$5.68M +$1.69M +82,595 +42%
Citadel Advisors
6
Citadel Advisors
Florida
$4.88M +$1.3M +63,777 +36%
APWA
7
Atlas Private Wealth Advisors
New Jersey
$4.83M +$800K +39,186 +20%
Stifel Financial
8
Stifel Financial
Missouri
$3.67M +$993K +48,640 +37%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$3.03M +$1.71M +83,651 +128%
Private Advisor Group
10
Private Advisor Group
New Jersey
$2.62M -$101K -4,949 -4%
Cetera Advisors
11
Cetera Advisors
Colorado
$2.28M +$315K +15,423 +16%
HighTower Advisors
12
HighTower Advisors
Illinois
$2.17M +$429K +21,016 +25%
MA
13
Mutual Advisors
Nebraska
$2.13M +$1.54M +75,632 +261%
ARG
14
Advisory Resource Group
Oklahoma
$2.13M +$153K +7,481 +8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.04M -$172K -8,401 -8%
TFS
16
TrustCore Financial Services
Tennessee
$2.02M -$4.43M -216,839 -69%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.45M -$22.9K -1,124 -2%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.22M +$39K +1,912 +3%
AIC
19
Ameritas Investment Company
Nebraska
$1.13M – – –
1W
20
1776 Wealth
Georgia
$920K – – –
Raymond James & Associates
21
Raymond James & Associates
Florida
$712K -$1.11M -54,316 -61%
TWM
22
Triton Wealth Management
Arizona
$651K -$41.8K -2,049 -6%
Geneos Wealth Management
23
Geneos Wealth Management
Colorado
$617K +$18.4K +900 +3%
CWM
24
Cornerstone Wealth Management
Missouri
$585K -$71.4K -3,499 -11%
Prospera Financial Services
25
Prospera Financial Services
Texas
$527K +$255K +12,478 +93%
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