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Cohen & Steers Duration Preferred & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$236K +$232K +9,796 New
AIG
27
American International Group
New York
$231K
VKH
28
Virtu KCG Holdings
New York
$213K +$210K +8,852 New
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$140K +$138K +5,800 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$107K -$10.3K -432 -9%
TRCT
31
Tower Research Capital (TRC)
New York
$86K -$294K -12,373 -78%
WAM
32
Wolverine Asset Management
Illinois
$71K +$70.4K +2,968 New
First Manhattan
33
First Manhattan
New York
$43K
BAM
34
Bruderman Asset Management
New York
$35K +$34.8K +1,465 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$30K -$48.9K -2,061 -62%
BBHC
36
Brown Brothers Harriman & Co
New York
$24K +$23.7K +1,000 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$19K -$9.49K -400 -33%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$5K -$9.49K -400 -67%
BRWM
39
B. Riley Wealth Management
Tennessee
$2K -$11.9K -500 -83%
MA
40
MUFG Americas
New York
$1K +$119 +5 +21%
IMS
41
Index Management Solutions
Pennsylvania
-$2.32M -102,413 Closed
DA
42
Doliver Advisors
Texas
-$1.33M -58,849 Closed
SG Americas Securities
43
SG Americas Securities
New York
-$933K -41,171 Closed
TC
44
TFS Capital
Pennsylvania
-$805K -35,523 Closed
AQR Capital Management
45
AQR Capital Management
Connecticut
-$430K -18,995 Closed
MIG
46
Mariner Investment Group
New York
-$376K -16,600 Closed
Goldman Sachs
47
Goldman Sachs
New York
-$322K -14,189 Closed
GBA
48
Garrison Bradford & Associates
New York
-$222K -9,800 Closed
LCM
49
Landscape Capital Management
New Jersey
-$214K -9,422 Closed
HighTower Advisors
50
HighTower Advisors
Illinois
-$201K -8,859 Closed