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Principal Capital Appreciation Select ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Securities
1
Principal Securities
Iowa
$23.3M +$11.1M +401,445 +100%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$22.7M +$10.3M +372,855 +91%
Principal Financial Group
3
Principal Financial Group
Iowa
$11.6M – – –
Morgan Stanley
4
Morgan Stanley
New York
$58K +$55.4K +2,000 New
Raymond James Financial
5
Raymond James Financial
Florida
– -$7.08K -264 Closed
UBS Group
6
UBS Group
Switzerland
– -$3.46K -129 Closed