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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
DCM
201
Discovery Capital Management
Connecticut
– -$48.5M -1,173,000 Closed
PAMP
202
Polar Asset Management Partners
Ontario, Canada
– -$20M -482,600 Closed
ACM
203
Aviance Capital Management
Florida
– -$16.2M -390,813 Closed
SAM
204
Sentinel Asset Management
Vermont
– -$15.1M -365,000 Closed
NEIRG
205
New England Investment & Retirement Group
Massachusetts
– -$10.8M -260,066 Closed
FIG
206
Fortress Investment Group
New York
– -$10.1M -245,000 Closed
LCM
207
Levitt Capital Management
Florida
– -$8.46M -204,574 Closed
HCM
208
Harvest Capital Management
New Hampshire
– -$7.83M -189,150 Closed
FF
209
Friedenthal Financial
New Jersey
– -$7.24M -153,112 Closed
MSU
210
Maple Securities USA
New Jersey
– -$4.88M -117,886 Closed
GI
211
Glovista Investments
New Jersey
– -$4.61M -111,308 Closed
BNP Paribas Financial Markets
212
BNP Paribas Financial Markets
France
– -$3.27M -84,972 Closed
Millennium Management
213
Millennium Management
New York
– -$3.11M -75,151 Closed
FAM
214
Foothills Asset Management
Arizona
– -$2.78M -67,174 Closed
HT
215
HAP Trading
New York
– -$2.27M -54,922 Closed
SI
216
Standard Investments
New York
– -$1.9M -45,953 Closed
DS
217
DRW Securities
Illinois
– -$1.85M -44,600 Closed
SI
218
Stephens Inc
Arkansas
– -$1.77M -42,699 Closed
AP
219
Advisors Preferred
Maryland
– -$1.52M -36,831 Closed
SC
220
Scotia Capital
Ontario, Canada
– -$1.11M -26,752 Closed
BCM
221
Barometer Capital Management
Ontario, Canada
– -$782K -18,900 Closed
DCM
222
Dialectic Capital Management
Connecticut
– -$724K -17,500 Closed
HCM
223
Hollencrest Capital Management
California
– -$646K -15,607 Closed
FAAS
224
First Allied Advisory Services
California
– -$614K -14,866 Closed
CIBC World Market
225
CIBC World Market
Ontario, Canada
– -$573K -13,839 Closed
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