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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
TD Asset Management
526
TD Asset Management
Ontario, Canada
– -$29.5M -416,800 Closed
Ensign Peak Advisors
527
Ensign Peak Advisors
Utah
– -$17M -240,000 Closed
BHB
528
Bank Hapoalim BM
Israel
– -$15.6M -219,700 Closed
BSG
529
Black Swift Group
Colorado
– -$8.62M -121,683 Closed
GI
530
Glovista Investments
New Jersey
– -$7.86M -110,900 Closed
CI
531
Centerstone Investors
New York
– -$5M -70,600 Closed
HT
532
HAP Trading
New York
– -$5M -68,651 Closed
BCM
533
Bluefin Capital Management
New York
– -$3.78M -53,300 Closed
Capital Fund Management (CFM)
534
Capital Fund Management (CFM)
France
– -$3.31M -45,484 Closed
Lazard Asset Management
535
Lazard Asset Management
New York
– -$3.05M -43,037 Closed
MS
536
Maven Securities
Jersey
– -$2.99M -42,200 Closed
BWM
537
BNC Wealth Management
Oregon
– -$2.85M -40,251 Closed
SFS
538
Sowell Financial Services
Arkansas
– -$2.77M -39,163 Closed
ACM
539
Absolute Capital Management
Pennsylvania
– -$2.33M -32,843 Closed
MP
540
McDonald Partners
Ohio
– -$2.33M -32,843 Closed
NL
541
NWAM LLC
Washington
– -$2.29M -32,330 Closed
ERWM
542
Elk River Wealth Management
Colorado
– -$2.17M -30,604 Closed
LA
543
LVW Advisors
New York
– -$2.13M -30,000 Closed
Vontobel Holding
544
Vontobel Holding
Switzerland
– -$2.01M -28,400 Closed
CCM
545
CTC Capital Management
Illinois
– -$1.84M -26,000 Closed
Simplex Trading
546
Simplex Trading
Illinois
– -$1.38M -19,433 Closed
BCM
547
Barometer Capital Management
Ontario, Canada
– -$1.34M -18,900 Closed
WAM
548
WealthTrust Asset Management
Florida
– -$1.32M -18,644 Closed
FLC
549
Fifth Lane Capital
Texas
– -$1.28M -18,028 Closed
SM
550
SG3 Management
Puerto Rico
– -$886K -12,500 Closed
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