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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
MWVC
351
Morgens Waterfall Vintiadis & Co
New York
– -$2.65M -48,200 Closed
IR
352
Invictus RG
Bermuda
– -$2.07M -37,674 Closed
Toronto Dominion Bank
353
Toronto Dominion Bank
Ontario, Canada
– -$1.65M -30,000 Closed
Simplex Trading
354
Simplex Trading
Illinois
– -$1.32M -24,105 Closed
1832 Asset Management
355
1832 Asset Management
Ontario, Canada
– -$1.25M -22,753 Closed
VAM
356
Verity Asset Management
North Carolina
– -$1.21M -22,019 Closed
JCP
357
Jabre Capital Partners
Switzerland
– -$1.1M -20,000 Closed
First Trust Advisors
358
First Trust Advisors
Illinois
– -$935K -17,023 Closed
Wolverine Trading
359
Wolverine Trading
Illinois
– -$789K -14,296 Closed
CFP
360
Cornerstone Financial Partners
North Carolina
– -$588K -10,761 Closed
RAM
361
Redmond Asset Management
Virginia
– -$550K -10,000 Closed
NPC
362
National Planning Corporation
California
– -$514K -9,160 Closed
EFS
363
Essex Financial Services
Connecticut
– -$389K -7,075 Closed
AWA
364
Arete Wealth Advisors
Illinois
– -$369K -6,714 Closed
Mariner
365
Mariner
Kansas
– -$291K -5,290 Closed
CA
366
Commerzbank Aktiengesellschaft
Germany
– -$261K -4,746 Closed
RIA
367
Regal Investment Advisors
Michigan
– -$258K -4,696 Closed
BSW
368
Buckingham Strategic Wealth
Missouri
– -$246K -4,481 Closed
11A
369
10-15 Associates
New York
– -$236K -4,296 Closed
KWM
370
Kingsview Wealth Management
Oregon
– -$222K -4,042 Closed
BFM
371
Boothbay Fund Management
New York
– -$219K -3,987 Closed
ACM
372
Alpha Capital Management
Texas
– -$206K -3,751 Closed
SF
373
Synovus Financial
Georgia
– -$143K -2,608 Closed
VWA
374
V Wealth Advisors
Kansas
– -$78K -1,421 Closed
TWA
375
TCI Wealth Advisors
Arizona
– -$16K -299 Closed
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15
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