National Planning Corporation’s State Street SPDR S&P Regional Banking ETF KRE Stock Holding History

National Planning Corporation’s Portfolio KRE Stock Details KRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-9,160	Closed	-$514K	–	740
2017 Q2	$514K	Buy	9,160 +75	+0.8%	+$4.03K	0.04%	399
2017 Q1	$492K	Buy	+9,085	New	+$508K	0.04%	384
2015 Q1	–	Sell	-2,250	Closed	-$86.4K	–	1416
2014 Q4	$86.4K	Buy	+2,250	New	+$88.3K	0.01%	991

Other funds holding KRE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

DCM

Discovery Capital Management South Norwalk, Connecticut $1.92B AUM 218.96% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

National Planning Corporation's KRE Position: Q3 2017 in Review

National Planning Corporation sold out of State Street SPDR S&P Regional Banking ETF (KRE) in Q3 2017, closing a stake of 9,160 shares — an estimated $514K sold.

National Planning Corporation first reported a position in KRE in Q4 2014 and held it in 3 quarters. The position peaked at $514K in Q2 2017. 337 funds tracked by Wall St. Rank hold KRE as of Q3 2017.

National Planning Corporation reported no remaining State Street SPDR S&P Regional Banking ETF position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 9,160 State Street SPDR S&P Regional Banking ETF shares in Q3 2017, an estimated $514K.
National Planning Corporation first reported a position in State Street SPDR S&P Regional Banking ETF in Q4 2014 and held it in 3 quarters.
National Planning Corporation's State Street SPDR S&P Regional Banking ETF position peaked at $514K in Q2 2017.
337 funds tracked by Wall St. Rank held State Street SPDR S&P Regional Banking ETF as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.