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State Street SPDR S&P Regional Banking ETF

198 hedge funds and large institutions have $1.95B invested in State Street SPDR S&P Regional Banking ETF in 2014 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 69 increasing their positions, 60 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more call options, than puts

Call options by funds: $292M | Put options by funds: $217M

15% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 60

10% more funds holding in top 10

Funds holding in top 10: 1011 (+1)

3.22% more ownership

Funds ownership: 82.01%85.23% (+3.2%)

6% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 35

1% less funds holding

Funds holding: 200198 (-2)

9% less capital invested

Capital invested by funds: $2.13B → $1.95B (-$181M)

Holders
198
Holders Change
-2
Holders Change %
-1%
% of All Funds
5.74%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.32%
New
33
Increased
69
Reduced
60
Closed
35
Calls
$292M
Puts
$217M
Net Calls
+$75.2M
Net Calls Change
-$28.7M
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
201
Tocqueville Asset Management
New York
-$6.79M -168,409 Closed
DSN
202
D. Scott Neal
Kentucky
-$6.16M -152,870 Closed
Capital Fund Management (CFM)
203
Capital Fund Management (CFM)
France
-$4.75M -117,712 Closed
TD Asset Management
204
TD Asset Management
Ontario, Canada
-$4.69M -116,411 Closed
BA
205
Boston Advisors
Massachusetts
-$2.66M -65,893 Closed
SC
206
Selz Capital
New York
-$2.46M -61,000 Closed
TH
207
Timber Hill
Connecticut
-$2.24M -55,526 Closed
Verition Fund Management
208
Verition Fund Management
Connecticut
-$2.09M -51,830 Closed
Two Sigma Investments
209
Two Sigma Investments
New York
-$1.89M -46,874 Closed
BlackRock
210
BlackRock
New York
-$1.4M -35,800 Closed
AAMU
211
Amundi Asset Management US
Massachusetts
-$1.09M -27,102 Closed
QIM
212
Quantitative Investment Management
Virginia
-$653K -16,200 Closed
PMG
213
ProVise Management Group
Florida
-$435K -10,800 Closed
AUIM
214
Aegon USA Investment Management
Iowa
-$400K -9,918 Closed
KAM
215
Keeley Asset Management
Illinois
-$383K -9,500 Closed
ATC
216
Argent Trust Company
Louisiana
-$352K -8,725 Closed
SM
217
Seminole Management
New York
-$282K -7,000 Closed
VF
218
Virtu Financial
New York
-$270K -6,707 Closed
BHB
219
Bank Hapoalim BM
Israel
-$206K -5,103 Closed
JMPWA
220
JP Morgan Private Wealth Advisors
California
-$206K -5,100 Closed
LPC
221
Loeb Partners Corp
New York
-$202K -5,000 Closed
TFA
222
Transamerica Financial Advisors
Florida
-$179K -4,420 Closed
BRWA
223
B. Riley Wealth Advisors
Florida
-$157K -3,889 Closed
CC
224
Columbia Capital
California
-$152K -3,766 Closed
LWA
225
Lenox Wealth Advisors
New York
-$101K -2,521 Closed

KRE Hedge Fund Activity: Q3 2014 in Review

198 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Regional Banking ETF (KRE) for Q3 2014, worth a combined $1.95B — down 8.5% from $2.13B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of KRE and 33 opened new positions — a net loss of 2 holders — while 60 trimmed existing stakes and 69 added.

The largest buyer was Deutsche Bank, adding an estimated $42.5M. The largest seller was Hefren-Tillotson, cutting an estimated $78.9M.

  • 198 institutional investors held State Street SPDR S&P Regional Banking ETF (KRE) as of Q3 2014, down from 200 in Q2 2014.
  • Funds reported $1.95B of State Street SPDR S&P Regional Banking ETF stock for Q3 2014, down 8.5% quarter-over-quarter.
  • 33 funds opened new State Street SPDR S&P Regional Banking ETF positions in Q3 2014 and 35 closed out, a net change of -2 holders.
  • The largest State Street SPDR S&P Regional Banking ETF buyer in Q3 2014 was Deutsche Bank, an estimated $42.5M added.
  • The largest State Street SPDR S&P Regional Banking ETF seller in Q3 2014 was Hefren-Tillotson, an estimated $78.9M sold.

Based on aggregated 13F filings for Q3 2014.