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State Street SPDR S&P Regional Banking ETF

198 hedge funds and large institutions have $1.95B invested in State Street SPDR S&P Regional Banking ETF in 2014 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 69 increasing their positions, 60 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more call options, than puts

Call options by funds: $292M | Put options by funds: $217M

15% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 60

10% more funds holding in top 10

Funds holding in top 10: 1011 (+1)

3.22% more ownership

Funds ownership: 82.01%85.23% (+3.2%)

6% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 35

1% less funds holding

Funds holding: 200198 (-2)

9% less capital invested

Capital invested by funds: $2.13B → $1.95B (-$181M)

Holders
198
Holders Change
-2
Holders Change %
-1%
% of All Funds
5.74%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.32%
New
33
Increased
69
Reduced
60
Closed
35
Calls
$292M
Puts
$217M
Net Calls
+$75.2M
Net Calls Change
-$28.7M
Name Holding Trade Value Shares
Change
Change in
Stake
SAG
126
Sterne Agee Group
Alabama
$692K +$46.7K +1,197 +7%
CTC
127
Central Trust Company
Missouri
$663K +$1.56K +40 +0.2%
GLRA
128
Gerald L. Ray & Associates
Texas
$651K +$399K +10,220 +146%
Marshall Wace
129
Marshall Wace
United Kingdom
$651K +$670K +17,187 New
SCM
130
SOL Capital Management
Maryland
$644K -$5.85K -150 -0.9%
MIM
131
Miller Investment Management
Pennsylvania
$601K -$62.4K -1,600 -9%
AGM
132
Alpine Global Management
New York
$570K +$587K +15,051 New
CAN
133
Cetera Advisor Networks
California
$552K +$103K +2,640 +22%
Millennium Management
134
Millennium Management
New York
$543K +$559K +14,346 New
SB
135
Suntrust Banks
Georgia
$537K -$426K -10,918 -43%
GIM
136
Goelzer Investment Management
Indiana
$531K -$7.88K -202 -1%
RIL
137
Rothschild Investment LLC
Illinois
$507K
BHWM
138
Bar Harbor Wealth Management
New Hampshire
$504K
RCM
139
Rivernorth Capital Management
Florida
$479K +$493K +12,648 New
Fidelity Investments
140
Fidelity Investments
Massachusetts
$478K +$493K +12,635 New
CIBC Private Wealth Group
141
CIBC Private Wealth Group
Georgia
$466K
MMLI
142
Massachusetts Mutual Life Insurance
Massachusetts
$453K +$225K +5,777 +93%
BCM
143
Beck Capital Management
Texas
$450K -$173K -4,439 -27%
BWM
144
Braver Wealth Management
Massachusetts
$438K +$507 +13 +0.1%
ABC
145
Associated Banc-Corp
Wisconsin
$425K -$3.9K -100 -0.9%
AIG
146
American International Group
New York
$417K -$549K -14,076 -56%
CHC
147
City Holding Co
West Virginia
$403K -$7.8K -200 -2%
ACM
148
Advisors Capital Management
New Jersey
$391K +$402K +10,315 New
NFC
149
Northeast Financial Consultants
Connecticut
$379K
CAM
150
Cypress Asset Management
Texas
$338K -$42.9K -1,100 -11%

KRE Hedge Fund Activity: Q3 2014 in Review

198 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Regional Banking ETF (KRE) for Q3 2014, worth a combined $1.95B — down 8.5% from $2.13B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of KRE and 33 opened new positions — a net loss of 2 holders — while 60 trimmed existing stakes and 69 added.

The largest buyer was Deutsche Bank, adding an estimated $42.5M. The largest seller was Hefren-Tillotson, cutting an estimated $78.9M.

  • 198 institutional investors held State Street SPDR S&P Regional Banking ETF (KRE) as of Q3 2014, down from 200 in Q2 2014.
  • Funds reported $1.95B of State Street SPDR S&P Regional Banking ETF stock for Q3 2014, down 8.5% quarter-over-quarter.
  • 33 funds opened new State Street SPDR S&P Regional Banking ETF positions in Q3 2014 and 35 closed out, a net change of -2 holders.
  • The largest State Street SPDR S&P Regional Banking ETF buyer in Q3 2014 was Deutsche Bank, an estimated $42.5M added.
  • The largest State Street SPDR S&P Regional Banking ETF seller in Q3 2014 was Hefren-Tillotson, an estimated $78.9M sold.

Based on aggregated 13F filings for Q3 2014.