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SPDR S&P Regional Banking ETF
KRE

Overview Fund Activity

194 hedge funds and large institutions have $2.7B invested in SPDR S&P Regional Banking ETF in 2013 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 65 increasing their positions, 49 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
194
Holders Change
+33
Holders Change %
+20.5%
% of All Funds
5.63%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.35%
New
52
Increased
65
Reduced
49
Closed
17
Calls
$20.8M
Puts
$209M
Net Calls
-$188M
Net Calls Change
-$94.7M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$176M
2
Goldman Sachs
Goldman Sachs
New York
$285M
3
SCM
Sandler Capital Management
New York
$48M
4
NYLIM
New York Life Investment Management
New York
$14M
5
Bank of America
Bank of America
North Carolina
$145M

Top Sellers

1
Citigroup
Citigroup
New York
$161M
2
Morgan Stanley
Morgan Stanley
New York
$540M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$0
4
BG
BlackRock Group
United Kingdom
$11.6M
5
HSBC Holdings
HSBC Holdings
United Kingdom
$1.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
BAAM
126
Baker Avenue Asset Management
California
$658K -$803K -19,769 -55%
GIM
127
Goelzer Investment Management
Indiana
$632K +$17K +419 +3%
RIA
128
Regal Investment Advisors
Michigan
$589K +$573K +14,130 +3,670%
BHWM
129
Bar Harbor Wealth Management
New Hampshire
$587K -$29.5K -728 -5%
T
130
TradeWorx
New Jersey
$559K +$559K +13,766 New
AIG
131
American International Group
New York
$539K -$269K -6,620 -33%
TFA
132
Transamerica Financial Advisors
Florida
$537K +$140K +3,443 +35%
CAN
133
Cetera Advisor Networks
California
$519K +$3.43K +85 +0.7%
CIM
134
Contravisory Investment Management
Massachusetts
$511K +$1.7K +42 +0.3%
RIM
135
Regent Investment Management
Kentucky
$508K +$508K +12,500 New
CCM
136
Coe Capital Management
Illinois
$503K +$503K +12,375 New
HT
137
HAP Trading
New York
$500K – – –
PAG
138
Private Advisor Group
New Jersey
$482K +$482K +11,857 New
CAM
139
Cypress Asset Management
Texas
$464K – – –
ABC
140
Associated Banc-Corp
Wisconsin
$444K – – –
LTFS
141
Ladenburg Thalmann Financial Services
Florida
$439K +$30.8K +760 +8%
PMG
142
ProVise Management Group
Florida
$430K -$40.6K -1,000 -9%
QIM
143
Quantitative Investment Management
Virginia
$418K -$499K -12,300 -54%
SC
144
Sumit Capital
New York
$418K +$418K +10,300 New
NFC
145
Northeast Financial Consultants
Connecticut
$406K +$406K +10,000 New
RIL
146
Rothschild Investment LLC
Illinois
$382K +$382K +9,400 New
GCA
147
Greenwood Capital Associates
South Carolina
$333K -$10.4K -255 -3%
VKH
148
Virtu KCG Holdings
New York
$322K -$1.85M -45,628 -85%
MM
149
Main Management
California
$299K – – –
CC
150
Capital Counsel
New York
$282K – – –
4 5
6
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