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Innovator US Small Cap Power Buffer ETF January

34 hedge funds and large institutions have $40.3M invested in Innovator US Small Cap Power Buffer ETF January in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

48% more funds holding

Funds holding: 2334 (+11)

7.29% more ownership

Funds ownership: 62.06%69.34% (+7.3%)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

55% less capital invested

Capital invested by funds: $90.2M → $40.3M (-$49.9M)

Holders
34
Holders Change
+11
Holders Change %
+47.83%
% of All Funds
0.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
6
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAG
1
Compass Advisory Group
New York
$7.87M +$7.51M +271,316 New
PCS
2
Personal CFO Solutions
New Jersey
$4.39M +$760K +27,445 +22%
TWM
3
Tradition Wealth Management
Minnesota
$3.66M +$3.5M +126,325 New
VBFP
4
Valtinson Bruner Financial Planning
Minnesota
$3.31M +$2.75M +99,316 +789%
DP
5
Denver PWM
Colorado
$2.9M +$100K +3,627 +4%
BMM
6
Berkshire Money Management
Massachusetts
$2.2M -$51.7M -1,867,957 -96%
CFA
7
Carroll Financial Associates
North Carolina
$2.03M +$1.94M +69,900 New
Osaic Holdings
8
Osaic Holdings
Arizona
$1.82M +$631K +22,804 +57%
PI
9
Parkside Investments
Illinois
$1.6M +$212K +7,650 +16%
ACM
10
Arlington Capital Management
Illinois
$1.32M +$1.26M +45,424 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.28M -$7.45M -268,994 -86%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.05M -$19.1K -689 -2%
CIAS
13
Capital Investment Advisory Services
North Carolina
$794K +$758K +27,375 New
DFA
14
DHJJ Financial Advisors
Illinois
$789K +$753K +27,200 New
MML Investors Services
15
MML Investors Services
Massachusetts
$658K -$1.4M -50,477 -69%
Koshinski Asset Management
16
Koshinski Asset Management
Illinois
$643K +$180K +6,484 +41%
KCM
17
Kathmere Capital Management
Pennsylvania
$456K -$4.04K -146 -0.9%
Citadel Advisors
18
Citadel Advisors
Florida
$448K +$427K +15,437 New
OMC
19
Old Mission Capital
Illinois
$377K +$361K +13,029 New
BWM
20
BCGM Wealth Management
Indiana
$356K +$327K +11,809 New
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$305K
CAN
22
Cetera Advisor Networks
California
$300K +$287K +10,347 New
RTS
23
Round Table Services
New Jersey
$288K -$19.9M -717,919 -99%
SS
24
Sunbelt Securities
Texas
$257K -$21.4K -774 -8%
AIA
25
Alera Investment Advisors
Illinois
$252K -$81.6K -2,946 -25%

KJAN Hedge Fund Activity: Q4 2020 in Review

34 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF January (KJAN) for Q4 2020, worth a combined $40.3M — down 55% from $90.2M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new KJAN positions and 4 closed out — a net gain of 11 holders — while 6 added to existing stakes and 9 trimmed.

The largest buyer was Valtinson Bruner Financial Planning, adding an estimated $2.75M. The largest seller was Berkshire Money Management, cutting an estimated $51.7M.

  • 34 institutional investors held Innovator US Small Cap Power Buffer ETF January (KJAN) as of Q4 2020, up from 23 in Q3 2020.
  • Funds reported $40.3M of Innovator US Small Cap Power Buffer ETF January stock for Q4 2020, down 55% quarter-over-quarter.
  • 15 funds opened new Innovator US Small Cap Power Buffer ETF January positions in Q4 2020 and 4 closed out, a net change of +11 holders.
  • The largest Innovator US Small Cap Power Buffer ETF January buyer in Q4 2020 was Valtinson Bruner Financial Planning, an estimated $2.75M added.
  • The largest Innovator US Small Cap Power Buffer ETF January seller in Q4 2020 was Berkshire Money Management, an estimated $51.7M sold.

Based on aggregated 13F filings for Q4 2020.