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Innovator US Small Cap Power Buffer ETF January
KJAN

60 hedge funds and large institutions have $66.5M invested in Innovator US Small Cap Power Buffer ETF January in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

52% more capital invested

Capital invested by funds: $43.7M → $66.5M (+$22.8M)

31.18% more ownership

Funds ownership: 44.12% → 75.3% (+31%)

13% more funds holding

Funds holding: 53 → 60 (+7)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

14% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 14

Holders
60
Holders Change
+7
Holders Change %
+13.21%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
12
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAG
Compass Advisory Group
New York
+$10.8M
2
AF
Advisornet Financial
Minnesota
+$4.29M
3
AWM
Apollon Wealth Management
South Carolina
+$2.53M
4
SI
Stephens Inc
Arkansas
+$1.24M
5
CAL
Capital Analysts LLC
Pennsylvania
+$1M

Top Sellers

1
DP
Denver PWM
Colorado
-$1.43M
2
Jane Street
Jane Street
New York
-$1.28M
3
ACM
Arlington Capital Management
Illinois
-$785K
4
CAN
Cetera Advisor Networks
California
-$510K
5
OMC
Old Mission Capital
Illinois
-$412K
Name Holding Trade Value Shares
Change 		Change in
Stake
NFG
26
Nations Financial Group
Iowa
$467K +$456K +14,401 New
AAS
27
Ameritas Advisory Services
Nebraska
$447K +$437K +13,798 New
ACM
28
Arlington Capital Management
Illinois
$395K -$785K -24,783 -67%
BWM
29
BCGM Wealth Management
Indiana
$383K – – –
AWM
30
AE Wealth Management
Kansas
$360K -$52.2K -1,650 -13%
OIA
31
OneDigital Investment Advisors
Kansas
$335K – – –
AIA
32
Alera Investment Advisors
Illinois
$320K -$4.88K -154 -2%
CWM
33
Collaborative Wealth Management
Florida
$317K +$310K +9,798 New
Citadel Advisors
34
Citadel Advisors
Florida
$314K +$307K +9,687 New
AWA
35
Arkadios Wealth Advisors
Georgia
$312K +$305K +9,627 New
AL
36
ACAS LLC
California
$301K +$11.3K +358 +4%
WA
37
Wealth Alliance
New York
$299K – – –
FWM
38
Frontier Wealth Management
Missouri
$294K – – –
US Bancorp
39
US Bancorp
Minnesota
$282K – – –
MSFS
40
Main Street Financial Solutions
Pennsylvania
$275K – – –
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$271K – – –
AAS
42
Avantax Advisory Services
Texas
$263K +$6.33K +200 +3%
T
43
TRUADVICE
Florida
$256K – – –
Cetera Investment Advisers
44
Cetera Investment Advisers
Illinois
$232K +$227K +7,171 New
CAN
45
Cetera Advisor Networks
California
$224K -$510K -16,100 -70%
CRWM
46
Castle Rock Wealth Management
California
$211K – – –
WS
47
Wedbush Securities
California
$206K -$6.33K -200 -3%
CA
48
CoreCap Advisors
Michigan
$116K +$113K +3,575 New
BWM
49
Baystate Wealth Management
Massachusetts
$86K – – –
Morgan Stanley
50
Morgan Stanley
New York
$81K – – –
1
2
3

KJAN Hedge Fund Activity: Q4 2021 in Review

60 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF January (KJAN) for Q4 2021, worth a combined $66.5M — up 52% from $43.7M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new KJAN positions and 4 closed out — a net gain of 9 holders — while 12 added to existing stakes and 14 trimmed.

The largest buyer was Compass Advisory Group, adding an estimated $10.8M. The largest seller was Denver PWM, cutting an estimated $1.43M.

  • 60 institutional investors held Innovator US Small Cap Power Buffer ETF January (KJAN) as of Q4 2021, up from 53 in Q3 2021.
  • Funds reported $66.5M of Innovator US Small Cap Power Buffer ETF January stock for Q4 2021, up 52% quarter-over-quarter.
  • 13 funds opened new Innovator US Small Cap Power Buffer ETF January positions in Q4 2021 and 4 closed out, a net change of +9 holders.
  • The largest Innovator US Small Cap Power Buffer ETF January buyer in Q4 2021 was Compass Advisory Group, an estimated $10.8M added.
  • The largest Innovator US Small Cap Power Buffer ETF January seller in Q4 2021 was Denver PWM, an estimated $1.43M sold.

Based on aggregated 13F filings for Q4 2021.