Innovator US Small Cap Power Buffer ETF January
KJAN
34 hedge funds and large institutions have $40.3M invested in Innovator US Small Cap Power Buffer ETF January in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 4 closing their positions.
275% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 4
48% more funds holding
Funds holding: 23 → 34 (+11)
7.29% more ownership
Funds ownership: 62.06% → 69.34% (+7.3%)
33% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 9
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
55% less capital invested
Capital invested by funds: $90.2M → $40.3M (-$49.9M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VBFP
Valtinson Bruner Financial Planning
New Brighton,
Minnesota
|
+$2.75M |
| 2 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
+$1.94M |
| 3 |
ACM
Arlington Capital Management
Arlington Heights,
Illinois
|
+$1.26M |
| 4 |
PCS
Personal CFO Solutions
Chester,
New Jersey
|
+$760K |
| 5 |
CIAS
Capital Investment Advisory Services
Raleigh,
North Carolina
|
+$758K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BMM
Berkshire Money Management
Dalton,
Massachusetts
|
-$51.7M |
| 2 |
RTS
Round Table Services
Westfield,
New Jersey
|
-$19.9M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$7.45M |
| 4 |
SI
Stephens Inc
Little Rock,
Arkansas
|
-$2.93M |
| 5 |
MML Investors Services
Springfield,
Massachusetts
|
-$1.4M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AWM
26
AE Wealth Management
Topeka,
Kansas
| $247K | -$13.8K | -500 | -6% |
|
|
MSFS
27
Main Street Financial Solutions
Newtown,
Pennsylvania
| $246K | +$235K | +8,480 | New |
|
|
KAS
28
Kestra Advisory Services
Austin,
Texas
| $242K | +$231K | +8,336 | New |
|
29
Morgan Stanley
New York
| $73K | +$69.2K | +2,500 | New |
|
|
AIC
30
Archer Investment Corporation
Carmel,
Indiana
| $58K | – | – | – |
|
|
NFG
31
Next Financial Group
Houston,
Texas
| $26K | – | – | – |
|
|
BFC
32
Bedel Financial Consulting
Indianapolis,
Indiana
| $16K | +$15.3K | +551 | New |
|
|
WT
33
Whittier Trust
South Pasadena,
California
| $6K | +$5.54K | +200 | New |
|
34
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $2K | – | – | – |
|
|
SI
35
Stephens Inc
Little Rock,
Arkansas
| – | -$2.93M | -113,053 | Closed |
|
|
AAS
36
Avantax Advisory Services
Dallas,
Texas
| – | -$319K | -12,231 | Closed |
|
37
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$15K | -565 | Closed |
|
38
UBS Group
Zurich,
Switzerland
| – | -$8K | -315 | Closed |
|
KJAN Hedge Fund Activity: Q4 2020 in Review
34 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF January (KJAN) for Q4 2020, worth a combined $40.3M — down 55% from $90.2M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new KJAN positions and 4 closed out — a net gain of 11 holders — while 6 added to existing stakes and 9 trimmed.
The largest buyer was Valtinson Bruner Financial Planning, adding an estimated $2.75M. The largest seller was Berkshire Money Management, cutting an estimated $51.7M.
- 34 institutional investors held Innovator US Small Cap Power Buffer ETF January (KJAN) as of Q4 2020, up from 23 in Q3 2020.
- Funds reported $40.3M of Innovator US Small Cap Power Buffer ETF January stock for Q4 2020, down 55% quarter-over-quarter.
- 15 funds opened new Innovator US Small Cap Power Buffer ETF January positions in Q4 2020 and 4 closed out, a net change of +11 holders.
- The largest Innovator US Small Cap Power Buffer ETF January buyer in Q4 2020 was Valtinson Bruner Financial Planning, an estimated $2.75M added.
- The largest Innovator US Small Cap Power Buffer ETF January seller in Q4 2020 was Berkshire Money Management, an estimated $51.7M sold.
Based on aggregated 13F filings for Q4 2020.