|
1
|
Saba Capital Management
New York
|
$12.9M
|
+$1.15M
|
+128,675
|
+10%
|
|
|
2
|
US Bancorp
Minneapolis,
Minnesota
|
$3.04M
|
–
|
–
|
–
|
|
|
3
|
BNP Paribas Financial Markets
Paris,
France
|
$2.42M
|
+$2.43M
|
+272,741
|
New
|
|
|
4
|
City of London Investment Management
London,
United Kingdom
|
$1.67M
|
-$726K
|
-81,534
|
-30%
|
|
|
5
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.41M
|
-$189K
|
-21,250
|
-12%
|
|
|
6
|
Yorktown Management & Research Company
Forest,
Virginia
|
$1.38M
|
+$1.38M
|
+155,080
|
New
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
$1.34M
|
-$341K
|
-38,258
|
-20%
|
|
|
8
|
|
$530K
|
+$55.3K
|
+6,210
|
+12%
|
|
|
9
|
Hoertkorn Richard Charles
|
$448K
|
-$13.4K
|
-1,500
|
-3%
|
|
|
10
|
Raymond James & Associates
St Petersburg,
Florida
|
$443K
|
+$444K
|
+49,902
|
New
|
|
|
11
|
LPL Financial
San Diego,
California
|
$357K
|
+$111K
|
+12,421
|
+45%
|
|
|
12
|
Mariner Investment Group
Harrison,
New York
|
$341K
|
-$578K
|
-64,899
|
-63%
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$319K
|
+$146K
|
+16,353
|
+84%
|
|
|
14
|
AQR Arbitrage
Greenwich,
Connecticut
|
$256K
|
+$257K
|
+28,872
|
New
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
$237K
|
+$89K
|
+10,000
|
+60%
|
|
|
16
|
Clough Capital Partners
Boston,
Massachusetts
|
$168K
|
+$168K
|
+18,900
|
New
|
|
|
17
|
|
$160K
|
-$9.22K
|
-1,036
|
-5%
|
|
|
18
|
Cornerstone Advisors
Asheville,
North Carolina
|
$148K
|
-$610K
|
-68,489
|
-80%
|
|
|
19
|
SII Investments
Appleton,
Wisconsin
|
$130K
|
+$16K
|
+1,800
|
+14%
|
|
|
20
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$100K
|
-$60.4K
|
-6,785
|
-38%
|
|
|
21
|
Bank of America
Charlotte,
North Carolina
|
$54K
|
–
|
–
|
–
|
|
|
22
|
Gradient Investments
Arden Hills,
Minnesota
|
$27K
|
–
|
–
|
–
|
|
|
23
|
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
|
$22K
|
–
|
–
|
–
|
|
|
24
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$17K
|
–
|
–
|
–
|
|
|
25
|
Creative Planning
Overland Park,
Kansas
|
$15K
|
–
|
–
|
–
|
|
