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State Street SPDR S&P Capital Markets ETF

26 hedge funds and large institutions have $60.2M invested in State Street SPDR S&P Capital Markets ETF in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

18% more funds holding

Funds holding: 2226 (+4)

4.18% less ownership

Funds ownership: 86.7%82.53% (-4.2%)

18% less capital invested

Capital invested by funds: $73.7M → $60.2M (-$13.5M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $413K

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
5
Closed
3
Calls
Puts
$413K
Net Calls
-$413K
Net Calls Change
-$98K
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$33.3M -$959K -24,222 -3%
RJA
2
Raymond James & Associates
Florida
$8.63M -$508K -12,826 -6%
Fisher Asset Management
3
Fisher Asset Management
Washington
$3.95M +$3.86M +97,420 New
Citadel Advisors
4
Citadel Advisors
Florida
$3.72M +$2.37M +59,907 +188%
Morgan Stanley
5
Morgan Stanley
New York
$2.15M -$610K -15,398 -23%
BTS
6
BB&T Securities
Virginia
$2.06M +$18.6K +469 +0.9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.57M +$37.8K +956 +3%
CA
8
Cetera Advisors
Colorado
$1.4M +$163K +4,125 +14%
VKH
9
Virtu KCG Holdings
New York
$878K +$639K +16,134 +291%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$842K -$15.7K -397 -2%
Creative Planning
11
Creative Planning
Kansas
$486K +$475K +12,000 New
Bank of America
12
Bank of America
North Carolina
$473K +$43.6K +1,101 +10%
CCP
13
Cardan Capital Partners
Colorado
$202K +$198K +4,996 New
UBS Group
14
UBS Group
Switzerland
$168K +$7.56K +191 +5%
SG Americas Securities
15
SG Americas Securities
New York
$154K +$151K +3,807 New
Wells Fargo
16
Wells Fargo
California
$112K +$28.2K +713 +35%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$47K +$25K +631 +121%
AG
18
Advisor Group
Arizona
$28K +$13.6K +344 +95%
Citigroup
19
Citigroup
New York
$21K
Simplex Trading
20
Simplex Trading
Illinois
$8K +$7.92K +200 New
AWMS
21
Advocacy Wealth Management Services
Georgia
$7K
HI
22
Hudock Inc
Pennsylvania
$7K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$6K +$5.94K +150 New
IA
24
IFP Advisors
Florida
$4K +$4.2K +106 New
CG
25
Cutler Group
California
$3K -$3.96K -100 -53%

KCE Hedge Fund Activity: Q3 2016 in Review

26 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Capital Markets ETF (KCE) for Q3 2016, worth a combined $60.2M — down 18% from $73.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new KCE positions and 3 closed out — a net gain of 4 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was Fisher Asset Management, opening a new position worth an estimated $3.86M. The largest seller was Clal Insurance, exiting entirely with an estimated $25.1M sold.

  • 26 institutional investors held State Street SPDR S&P Capital Markets ETF (KCE) as of Q3 2016, up from 22 in Q2 2016.
  • Funds reported $60.2M of State Street SPDR S&P Capital Markets ETF stock for Q3 2016, down 18% quarter-over-quarter.
  • 7 funds opened new State Street SPDR S&P Capital Markets ETF positions in Q3 2016 and 3 closed out, a net change of +4 holders.
  • The largest State Street SPDR S&P Capital Markets ETF buyer in Q3 2016 was Fisher Asset Management, an estimated $3.86M added.
  • The largest State Street SPDR S&P Capital Markets ETF seller in Q3 2016 was Clal Insurance, an estimated $25.1M sold.

Based on aggregated 13F filings for Q3 2016.