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Invesco KBW Bank ETF

22 hedge funds and large institutions have $79.4M invested in Invesco KBW Bank ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

10% more funds holding

Funds holding: 2022 (+2)

31% less capital invested

Capital invested by funds: $116M → $79.4M (-$36.4M)

33.68% less ownership

Funds ownership: 89.52%55.85% (-34%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
4
Increased
10
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
1
SG Americas Securities
New York
$10.9M +$11.3M +342,298 New
CIBC Asset Management
2
CIBC Asset Management
Ontario, Canada
$10.3M -$6.97M -210,958 -39%
WBG
3
Wharton Business Group
Pennsylvania
$8.58M -$147K -4,435 -2%
CS
4
Credit Suisse
Switzerland
$6.06M
Deutsche Bank
5
Deutsche Bank
Germany
$5.81M -$1.94M -58,718 -24%
Schroder Investment Management Group
6
Schroder Investment Management Group
United Kingdom
$5.72M
SCM
7
SOL Capital Management
Maryland
$5.68M +$13.8K +416 +0.2%
NYLIM
8
New York Life Investment Management
New York
$4.67M +$1.53M +46,354 +46%
Bank of America
9
Bank of America
North Carolina
$4.31M +$8.17K +247 +0.2%
Morgan Stanley
10
Morgan Stanley
New York
$3.38M -$32.8M -993,018 -90%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.21M +$93.6K +2,831 +3%
Goldman Sachs
12
Goldman Sachs
New York
$2.65M +$198 +6 +0%
VF
13
Virtu Financial
New York
$2.36M +$2.44M +73,768 New
U
14
UBS
Switzerland
$1.66M +$392K +11,856 +30%
TRCT
15
Tower Research Capital (TRC)
New York
$1.16M +$1.06M +31,978 +763%
RJA
16
Raymond James & Associates
Florida
$972K +$1.01M +30,422 New
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$823K -$307K -9,285 -26%
PAI
18
Pittenger & Anderson Inc
Nebraska
$517K +$18.2K +550 +4%
PCM
19
Parsons Capital Management
Rhode Island
$390K +$59K +1,785 +17%
AIG
20
American International Group
New York
$160K +$83.5K +2,525 +101%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$10K +$9.92K +300 New
Citigroup
22
Citigroup
New York
$1K -$15.6K -471 -94%
CA
23
Cumberland Advisors
Florida
-$11.3M -358,708 Closed
CANY
24
Caxton Associates (New York)
New York
-$3M -95,000 Closed

KBWB Hedge Fund Activity: Q3 2013 in Review

22 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco KBW Bank ETF (KBWB) for Q3 2013, worth a combined $79.4M — down 31% from $116M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new KBWB positions and 2 closed out — a net gain of 2 holders — while 10 added to existing stakes and 6 trimmed.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $11.3M. The largest seller was Morgan Stanley, cutting an estimated $32.8M.

  • 22 institutional investors held Invesco KBW Bank ETF (KBWB) as of Q3 2013, up from 20 in Q2 2013.
  • Funds reported $79.4M of Invesco KBW Bank ETF stock for Q3 2013, down 31% quarter-over-quarter.
  • 4 funds opened new Invesco KBW Bank ETF positions in Q3 2013 and 2 closed out, a net change of +2 holders.
  • The largest Invesco KBW Bank ETF buyer in Q3 2013 was SG Americas Securities, an estimated $11.3M added.
  • The largest Invesco KBW Bank ETF seller in Q3 2013 was Morgan Stanley, an estimated $32.8M sold.

Based on aggregated 13F filings for Q3 2013.