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State Street SPDR S&P Bank ETF

112 hedge funds and large institutions have $1.45B invested in State Street SPDR S&P Bank ETF in 2013 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 12

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

11% more funds holding

Funds holding: 101112 (+11)

4% more capital invested

Capital invested by funds: $1.4B → $1.45B (+$51.9M)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

1.49% less ownership

Funds ownership: 58.41%56.93% (-1.5%)

68% less call options, than puts

Call options by funds: $5.03M | Put options by funds: $15.8M

Holders
112
Holders Change
+11
Holders Change %
+10.89%
% of All Funds
3.25%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
24
Increased
31
Reduced
33
Closed
12
Calls
$5.03M
Puts
$15.8M
Net Calls
-$10.8M
Net Calls Change
-$11.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$976M -$74M -2,330,436 -7%
Wells Fargo
2
Wells Fargo
California
$89M +$2.85M +89,703 +3%
WBG
3
Wharton Business Group
Pennsylvania
$60.6M -$552K -17,400 -0.9%
Morgan Stanley
4
Morgan Stanley
New York
$43.9M -$9.77M -307,801 -19%
HCM
5
Highfields Capital Management
Massachusetts
$37.1M
PVH
6
Psagot Value Holdings
Israel
$34.5M -$202K -6,358 -0.6%
Bank of America
7
Bank of America
North Carolina
$30.7M +$598K +18,850 +2%
Citigroup
8
Citigroup
New York
$26.9M +$14.7M +461,807 +132%
Canada Life
9
Canada Life
Manitoba, Canada
$19.2M +$150K +4,730 +0.8%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$10.1M +$797K +25,087 +9%
CS
11
Credit Suisse
Switzerland
$8.12M -$9.83M -309,542 -56%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$7.46M +$2.3M +72,458 +48%
CI
13
Chartist Inc
California
$6M -$138K -4,341 -2%
RJA
14
Raymond James & Associates
Florida
$5.6M +$4.69M +147,594 +691%
COI
15
Connable Office Inc
Michigan
$4.95M -$30.6K -965 -0.6%
SSB
16
Sandy Spring Bank
Maryland
$4.74M -$29.3K -922 -0.6%
WI
17
Wafra Inc
New York
$4.64M +$4.44M +139,750 New
BGDI
18
BW Gestao de Investimentos
Brazil
$4.57M +$4.37M +137,780 New
U
19
UBS
Switzerland
$4.32M +$505K +15,910 +14%
SAM
20
Stringer Asset Management
Tennessee
$4.27M +$4.09M +128,669 New
NSAM
21
North Star Asset Management
Wisconsin
$3.93M +$43K +1,355 +1%
Two Sigma Investments
22
Two Sigma Investments
New York
$3.25M +$2.57M +80,829 +474%
V
23
Veritable
Delaware
$3.15M +$48.9K +1,540 +2%
ST
24
Spot Trading
Illinois
$2.75M +$1.79M +56,255 +211%
LCM
25
Leonard Capital Management
Florida
$2.65M -$553K -17,402 -18%

KBE Hedge Fund Activity: Q4 2013 in Review

112 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Bank ETF (KBE) for Q4 2013, worth a combined $1.45B — up 3.7% from $1.4B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new KBE positions and 12 closed out — a net gain of 12 holders — while 31 added to existing stakes and 33 trimmed.

The largest buyer was Citigroup, adding an estimated $14.7M. The largest seller was Goldman Sachs, cutting an estimated $74M.

  • 112 institutional investors held State Street SPDR S&P Bank ETF (KBE) as of Q4 2013, up from 101 in Q3 2013.
  • Funds reported $1.45B of State Street SPDR S&P Bank ETF stock for Q4 2013, up 3.7% quarter-over-quarter.
  • 24 funds opened new State Street SPDR S&P Bank ETF positions in Q4 2013 and 12 closed out, a net change of +12 holders.
  • The largest State Street SPDR S&P Bank ETF buyer in Q4 2013 was Citigroup, an estimated $14.7M added.
  • The largest State Street SPDR S&P Bank ETF seller in Q4 2013 was Goldman Sachs, an estimated $74M sold.

Based on aggregated 13F filings for Q4 2013.