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State Street SPDR S&P Bank ETF

101 hedge funds and large institutions have $1.4B invested in State Street SPDR S&P Bank ETF in 2013 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more call options, than puts

Call options by funds: $1.77M | Put options by funds: $1.11M

57% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 14

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

9% more funds holding

Funds holding: 93101 (+8)

2% more capital invested

Capital invested by funds: $1.37B → $1.4B (+$25.8M)

3.05% less ownership

Funds ownership: 61.46%58.41% (-3%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
101
Holders Change
+8
Holders Change %
+8.6%
% of All Funds
3.27%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
22
Increased
33
Reduced
28
Closed
14
Calls
$1.77M
Puts
$1.11M
Net Calls
+$663K
Net Calls Change
+$12.1M
Name Holding Trade Value Shares
Change
Change in
Stake
JIR
76
James Investment Research
Ohio
$192K
Ameriprise
77
Ameriprise
Minnesota
$155K +$133K +4,341 +523%
Walleye Trading
78
Walleye Trading
New York
$153K -$1.53M -49,936 -91%
BRWA
79
B. Riley Wealth Advisors
Florida
$133K -$6.86K -224 -5%
Fifth Third Bancorp
80
Fifth Third Bancorp
Ohio
$132K -$15.3K -500 -10%
Brown Advisory
81
Brown Advisory
Maryland
$122K +$62.9K +2,056 +103%
BFEC
82
Benjamin F. Edwards & Company
Missouri
$116K -$25.2K -825 -18%
DSC
83
Duncker Streett & Co
Missouri
$96K +$61 +2 +0.1%
FANJ
84
Financial Architects (New Jersey)
New Jersey
$60K
Envestnet Asset Management
85
Envestnet Asset Management
Illinois
$60K +$60.9K +1,989 New
TWA
86
TCI Wealth Advisors
Arizona
$54K
WA
87
WFG Advisors
Texas
$46K
Creative Planning
88
Creative Planning
Kansas
$46K +$15.3K +500 +49%
JIC
89
Joel Isaacson & Co
New York
$45K
BBHC
90
Brown Brothers Harriman & Co
New York
$36K
DADC
91
D.A. Davidson & Co
Montana
$35K +$36.1K +1,180 New
AIG
92
American International Group
New York
$30.2K +$18.1K +590 +142%
WAM
93
Wolverine Asset Management
Illinois
$24K +$24.5K +800 New
Invesco
94
Invesco
Georgia
$20K
US Bancorp
95
US Bancorp
Minnesota
$18K +$18.4K +600 New
FWM
96
Focused Wealth Management
New York
$15K +$15.3K +500 New
Northwestern Mutual Wealth Management
97
Northwestern Mutual Wealth Management
Wisconsin
$11K +$10.8K +354 New
HI
98
Hudock Inc
Pennsylvania
$6K
MFS
99
MSI Financial Services
Massachusetts
$6K
HCM
100
Horrell Capital Management
Arkansas
$4K

KBE Hedge Fund Activity: Q3 2013 in Review

101 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Bank ETF (KBE) for Q3 2013, worth a combined $1.4B — up 1.9% from $1.37B a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new KBE positions and 14 closed out — a net gain of 8 holders — while 33 added to existing stakes and 28 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $83.5M. The largest seller was Citigroup, cutting an estimated $43.2M.

  • 101 institutional investors held State Street SPDR S&P Bank ETF (KBE) as of Q3 2013, up from 93 in Q2 2013.
  • Funds reported $1.4B of State Street SPDR S&P Bank ETF stock for Q3 2013, up 1.9% quarter-over-quarter.
  • 22 funds opened new State Street SPDR S&P Bank ETF positions in Q3 2013 and 14 closed out, a net change of +8 holders.
  • The largest State Street SPDR S&P Bank ETF buyer in Q3 2013 was Goldman Sachs, an estimated $83.5M added.
  • The largest State Street SPDR S&P Bank ETF seller in Q3 2013 was Citigroup, an estimated $43.2M sold.

Based on aggregated 13F filings for Q3 2013.