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Japer Therapeutics Warrants
JSPRW

Name Holding Trade Value Shares
Change
Change in
Stake
OCAM
1
Owl Creek Asset Management
New York
$681K
SRCM
2
Sage Rock Capital Management
New York
$513K
BFM
3
Boothbay Fund Management
New York
$311K +$18.9K +30,300 New
TCM
4
Tenor Capital Management
New York
$250K
PMAM
5
Picton Mahoney Asset Management
Ontario, Canada
$192K
AA
6
AQR Arbitrage
Connecticut
$188K
PAMP
7
Polar Asset Management Partners
Ontario, Canada
$162K
GCL
8
Glazer Capital LLC
New York
$130K
MS
9
Maven Securities
Jersey
$100K
LIM
10
Longfellow Investment Management
Massachusetts
$96K +$58.4K +93,887 New
BI
11
Bulldog Investors
New Jersey
$94K +$58.5K +93,958 New
MIM
12
Monashee Investment Management
Massachusetts
$88K
Verition Fund Management
13
Verition Fund Management
Connecticut
$83K
AIMCA
14
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$80K
WAM
15
Wolverine Asset Management
Illinois
$72K +$11.1K +17,772 +32%
LA
16
Linden Advisors
New York
$69K
BCM
17
Beryl Capital Management
California
$66K +$40.9K +65,662 New
PC
18
Periscope Capital
Ontario, Canada
$52K +$31.3K +50,200 New
AGM
19
Alpine Global Management
New York
$51K
BCM
20
Basso Capital Management
Connecticut
$26K -$5.8K -9,313 -26%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$21K +$13.6K +21,820 New
Geode Capital Management
22
Geode Capital Management
Massachusetts
$15K -$64.1K -103,000 -86%
CAC
23
Cowen and Company
New York
$15K -$36.8K -59,103 -80%
EIP
24
Easterly Investment Partners
Massachusetts
$10K +$6.22K +10,000 New
MSU
25
Mizuho Securities USA
New York
-$11K -16,558 Closed