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Janus Henderson Small/Mid Cap Growth Alpha ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$63.3M +$2.69M +32,489 +4%
Bank of America
2
Bank of America
North Carolina
$52.7M -$2.38M -28,657 -4%
Morgan Stanley
3
Morgan Stanley
New York
$51.1M -$7.2M -86,914 -12%
SFG
4
Southern Financial Group
Alabama
$35.3M +$35.9M +432,486 New
MJFG
5
Mars Jewett Financial Group
Washington
$32.9M +$31.5M +380,103 New
LS
6
Leelyn Smith
Illinois
$29.5M +$180K +2,173 +0.6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$27.5M +$3.03M +36,520 +12%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$24.1M -$189K -2,285 -0.8%
Raymond James Financial
9
Raymond James Financial
Florida
$22.5M +$4.66M +56,266 +26%
RCA
10
Resonant Capital Advisors
Wisconsin
$19.7M +$566K +6,833 +3%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$19.6M +$1.21M +14,637 +7%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$16.4M +$1.36M +16,356 +9%
Stifel Financial
13
Stifel Financial
Missouri
$16M +$602K +7,264 +4%
RA
14
Rise Advisors
New York
$15M +$1.34M +16,111 +10%
P
15
&Partners
Tennessee
$13.7M +$6.41M +77,347 +84%
Osaic Holdings
16
Osaic Holdings
Arizona
$8.18M +$2.91M +35,097 +54%
CCMG
17
Clark Capital Management Group
Pennsylvania
$7.74M +$452K +5,455 +6%
FAM
18
Flaharty Asset Management
Florida
$6.76M +$6.87M +82,890 New
PAG
19
Private Advisor Group
New Jersey
$6.27M -$282K -3,407 -4%
ZCP
20
Z3 Capital Partners
Virginia
$6.04M +$6.13M +73,995 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$5.77M +$775K +9,354 +15%
Ameriprise
22
Ameriprise
Minnesota
$5.74M -$6.61M -79,713 -53%
Mariner
23
Mariner
Kansas
$5.57M +$149K +1,803 +3%
EWS
24
Evergreen Wealth Solutions
Pennsylvania
$5.36M +$5.45M +65,749 New
UBS Group
25
UBS Group
Switzerland
$5.29M +$223K +2,687 +4%