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Janus Henderson Small/Mid Cap Growth Alpha ETF

34 hedge funds and large institutions have $68.9M invested in Janus Henderson Small/Mid Cap Growth Alpha ETF in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

6% more funds holding

Funds holding: 3234 (+2)

5.79% less ownership

Funds ownership: 66.42%60.64% (-5.8%)

9% less capital invested

Capital invested by funds: $76M → $68.9M (-$7.05M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
16
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$10.2M -$590K -11,540 -6%
RJA
2
Raymond James & Associates
Florida
$7.46M -$298K -5,825 -4%
HI
3
Horizon Investments
North Carolina
$5.83M -$5.76M -112,690 -50%
UBS Group
4
UBS Group
Switzerland
$5.36M +$897K +17,551 +20%
AW
5
ACG Wealth
Georgia
$4.67M -$1.93M -37,848 -30%
Morgan Stanley
6
Morgan Stanley
New York
$3.58M +$7K +137 +0.2%
IWP
7
IAG Wealth Partners
Wisconsin
$3.51M +$211K +4,137 +6%
LPL Financial
8
LPL Financial
California
$2.89M +$213K +4,161 +8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.76M +$9.45K +185 +0.3%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.55M +$8.69K +170 +0.3%
Bank of America
11
Bank of America
North Carolina
$2.23M -$274K -5,364 -11%
Citadel Advisors
12
Citadel Advisors
Florida
$1.93M +$1.9M +37,222 New
PAG
13
Private Advisor Group
New Jersey
$1.84M -$17.7K -346 -1%
AAS
14
Avantax Advisory Services
Texas
$1.8M +$1.78M +34,842 New
VAS
15
Vestmark Advisory Solutions
Massachusetts
$1.78M +$1.76M +34,460 New
JMPWA
16
JP Morgan Private Wealth Advisors
California
$1.55M +$52K +1,017 +4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.45M +$467K +9,133 +48%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.3M -$36K -704 -3%
LS
19
Leelyn Smith
Illinois
$1.2M +$139K +2,724 +13%
GIA
20
Gladstone Institutional Advisory
Florida
$963K +$51.7K +1,011 +6%
IA
21
IFG Advisory
Georgia
$798K +$118K +2,305 +18%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$761K -$127K -2,476 -14%
QWM
23
QP Wealth Management
New Jersey
$642K +$74.9K +1,465 +13%
SFS
24
Sowell Financial Services
Arkansas
$503K +$1.48K +29 +0.3%
KWM
25
Kingsview Wealth Management
Oregon
$466K +$81K +1,585 +21%

JSMD Hedge Fund Activity: Q3 2020 in Review

34 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Janus Henderson Small/Mid Cap Growth Alpha ETF (JSMD) for Q3 2020, worth a combined $68.9M — down 9.3% from $76M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new JSMD positions and 3 closed out — a net gain of 2 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.9M. The largest seller was First Heartland Consultants, exiting entirely with an estimated $11.4M sold.

  • 34 institutional investors held Janus Henderson Small/Mid Cap Growth Alpha ETF (JSMD) as of Q3 2020, up from 32 in Q2 2020.
  • Funds reported $68.9M of Janus Henderson Small/Mid Cap Growth Alpha ETF stock for Q3 2020, down 9.3% quarter-over-quarter.
  • 5 funds opened new Janus Henderson Small/Mid Cap Growth Alpha ETF positions in Q3 2020 and 3 closed out, a net change of +2 holders.
  • The largest Janus Henderson Small/Mid Cap Growth Alpha ETF buyer in Q3 2020 was Citadel Advisors, an estimated $1.9M added.
  • The largest Janus Henderson Small/Mid Cap Growth Alpha ETF seller in Q3 2020 was First Heartland Consultants, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2020.